Brains Bioceutical |
Exclusive global partnership with Royal DSM |
 |
ND |
Consumer Products/Services/Retail/Food |
Joint venture |
Brains Bioceutical |
Equity private placement |
|
31.9 |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
California Amforge |
Sale to Wynnchurch Capital |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
University Swaging |
Sale to Primus International |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Metal Form |
Sale to Atlantic Equity Partners |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Bumstead Manufacturing |
Sale to Rhone Capital |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Northrop Grumman Electro-Optical Systems |
Sale to L-3 Communications |
|
175 |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Northrop Grumman Ruggedized Displays |
Sale to L-3 Communications |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Northrop Grumman Electron Devices |
Sale to L-3 Communications |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Boeing Ordnance Systems |
Sale to Alliant Techsystems |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Boeing Corinth Wiring & Wire-Harnesses |
Sale to Snecma/Labinal |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Boeing Spokane Aircraft Component Fabrication |
Sale to Triumph Group |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Case Farms Collective |
Debt capital raise |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- debt |
Canndescent |
Series C Preferred capital raise |
|
27.5 |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
Berkshire Manufactured Products |
Sale to Whitcraft Group |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
FMH Aerospace Corp. |
Sale to Industrial Growth Partners |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Alloy Processing |
Sale to Precision Castparts Corp. |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
American Handforge |
Sale to Precision Castparts Corp. |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
Jet Airways |
Sublease of 4x 777's to Turkish Airlines |
|
500 |
Aviation/Aerospace & Defense/Space |
Operating lease authorization |
Kastamonu Integrated Wood Industry |
Loan guarantee for acquisition of GE gas turbine generate set |
|
15 |
Industrial |
Loan guarantee |
Abener Energia |
Loan guarantee for acquisition of GE gas turbine generator sets |
|
79 |
Industry |
Loan guarantee |
Japaul Oil & Maritime Services |
Loan guarantee for acquisition of DSC dredging equipment |
|
7 |
Industrial |
Loan guarantee |
ICBC Leasing |
Loan guarantee for acquisition of Hawker Beechcraft aircraft |
|
78 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Gol Linhas Aereas |
Loan guarantee for acquisition of Boeing aircraft |
|
195 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Pegasus Airlines |
Loan guarantee for acquisition of Boeing aircraft |
|
451 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
TAAG Angola |
Loan guarantee for acquisition of Boeing aircraft |
|
256 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Kazakhstan Temir Zholy |
Loan guarantee for acquisition of GE locomotives |
|
424 |
Industrial |
Loan guarantee |
Biman Bangladesh |
Loan guarantee for acuisition of Boeing aircraft |
|
261 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Ryanair |
Loan guarantee for acquisition of Boeing aircraft |
|
849 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
EgyptAir |
Loan guarantee for acquisition of Boeing aircraft |
|
225 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Air India |
Loan guarantee for acquisition of Boeing aircraft |
|
970 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Air India |
Loan guarantee for acquisition of Boeing aircraft |
|
2,100 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
Icelease |
Equity raise for programmatic acquisition of aircraft assets |
|
ND |
Aviation/Aerospace & Defense/Space |
Capital raise -- equity |
Ocean Group Construction |
Debt capital raise for programmatic acquisition of residential real estate |
|
ND |
Real Estate/Leisure/Gaming |
Capital raise -- debt |
Halcyon Aviation Capital |
Equity capital raise for programmatic acquisition of aircraft engines |
|
ND |
Aviation/Aerospace & Defense/Space |
Capital raise -- equity |
El Sol Foods |
Sale to Cacique |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
eegee's |
Sale to 39 North Capital |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
Pastime Foods |
Equity financing |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
Pastime Foods |
Debt financing |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- debt |
LegacyShield |
Equity financing |
|
ND |
Business Services |
Capital raise -- equity |
LegacyShield |
Debt financing |
|
ND |
Business Services |
Capital raise -- debt |
Winchell's Donut Houses |
Sale by Shato Holdings to Yum Yum Donuts |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
Vinland Energy |
Senior debt financing |
|
35.0 |
Energy |
Capital raise -- senior debt |
Vinland Energy |
Acquisition of Appalachian assets from Chesapeake Energy |
|
52.0 |
Energy |
M&A -- buy-side |
US Facilities |
Hostile defense |
|
86.0 |
Financial Institutions |
Hostile defense |
Unitive, Inc. |
Sale to Amkor Technologies |
|
116.2 |
Technology/Communications |
M&A -- sell-side |
Tumbleweed Communications |
Acquisition of ValiCert |
|
13.6 |
Technology/Communications |
M&A -- buy-side |
Times Mirror Company |
Strategic recapitalization |
|
1,200.0 |
Media/Entertainment |
Recapitalization |
Thomas H. Lee |
Minority investment in Fidelity Information Services leveraged recap |
|
250.0 |
Business Services |
M&A -- minority investment |
Texas Pacific Group |
Minority investment in Fidelity Information Services leveraged recap |
|
250.0 |
Business Services |
M&A -- minority investment |
TeleTech Holdings |
Acquisition of Newgen Results Corporation |
|
191.9 |
Technology/Communications |
M&A -- buy-side |
Synergy Group |
Sale to NorthWestern Growth and Empire Gas |
|
ND |
Energy |
M&A -- sell-side |
Stratex Networks |
Merger with Harris |
|
561.9 |
Technology/Communications |
M&A -- merger of equals |
Santa Barbara Restaurant Group |
Sale of La Salsa, Green Burrito and Timberlodge to CKE Restaurants |
|
65.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
Roberts Pharmaceutical |
Secondary public stock offering |
|
91.3 |
Healthcare/Pharma/Biotech |
Capital raise -- equity |
RJR Nabisco |
Hostile defense against Carl Icahn |
|
20,270.1 |
Consumer Products/Services/Retail/Food |
Hostile defense |
Riverside Forest Products |
Hostile defense / sale to Tolko Industries |
|
404.1 |
Metals and Mining / Natural Resources |
Hostile transaction -- M&A sell-side |
Rhône Poulenc / Rhodia |
Sale of Brazilian polyester nonwovens operations to BBA Group |
 |
ND |
Industrial |
M&A -- sell-side |
Rhône Poulenc / Rhodia |
Sale of Brazilian polyester film operations to Rhone Partners |
 |
ND |
Industrial |
M&A -- sell-side |
Rental Services Corp. |
Sale to Atlas Copco |
|
1,630.0 |
Business Services |
M&A -- sell-side |
Quadrem |
Formation of worldwide mining & metals B2B exchange |
 |
ND |
Metals and Mining / Natural Resources |
M&A -- JV |
Pulmuone Holdings |
Acquisition of Monterey Gourmet Foods |
|
45.8 |
Consumer Products/Services/Retail/Food |
M&A -- buy-side |
Primadonna Resorts |
Sale to MGM Grand |
|
499.4 |
Real Estate/Leisure/Gaming |
M&A -- sell-side |
PETCO |
Acquisition of 19.9% stake in Petopia.com |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- minority investment |
PayPal |
IPO (co-advisor) |
|
1,200.0 |
Technology/Communications |
IPO |
Optical Communications Products |
Sale by Furukawa Electric to Oplink Communications |
|
187.8 |
Technology/Communications |
M&A -- sell-side |
Occidental Petroleum |
Sale of remaining 29.2% stake in CanOxy |
|
829.3 |
Energy |
M&A -- sell-side |
Occidental Petroleum |
Acquisition of 29.5% stake in Equistar Chemicals |
|
500.0 |
Industrial |
M&A -- JV / minority investment |
NorthWestern Corporation |
Strategic advice / shareholder relations / restructuring |
|
ND |
Energy |
Restructuring |
NetBank |
Buy-side and sell-side M&A / JV |
|
ND |
Financial Institutions |
M&A -- JV |
NationsBank |
Merger of NCNB and C&S-Sovran to form NationsBank |
|
4,300.0 |
Financial Institutions |
M&A -- merger of equals |
Mobile Data Solutions |
Sale to @Road |
|
86.0 |
Technology/Communications |
M&A -- sell-side |
LTK Wiring Co. Ltd. |
Sale to Belden |
|
195.0 |
Industrial |
M&A -- sell-side |
LodgeNet Entertainment |
Acquisition of OnCommand from Liberty Media |
|
380.0 |
Media/Entertainment |
M&A -- buy-side |
Keith Companies |
Sale to Stantec |
|
196.0 |
Business Services |
M&A -- sell-side |
JNI Corp. |
Sale to Applied Micro Circuits |
|
190.0 |
Technology/Communications |
M&A -- sell-side |
Jefferson Smurfit Corp. |
Acquisition of Stone Container |
|
2,000.0 |
Industrial |
M&A -- buy-side |
Hunan Valin Steel Tube and Wire Co. Ltd. |
Sale of 37% interest to Mittal Steel Company NV |
 |
338.0 |
Industrial |
M&A -- JV |
Herbalife |
Going private transaction / Whitney and Golden Gate |
|
685.0 |
Consumer Products/Services/Retail/Food |
M&A -- going private |
Harrah's |
Sale of Australian assets -- including Star City Sydney -- to TabCorp |
|
ND |
Real Estate/Leisure/Gaming |
M&A -- sell-side |
Harrah's |
Acquisition of Players International |
|
425.0 |
Real Estate/Leisure/Gaming |
M&A -- buy-side |
Harrah's |
Senior debt financing |
|
500.0 |
Real Estate/Leisure/Gaming |
Capital raise -- senior debt |
Harrah's |
Acquisition of Showboat |
|
1,200.0 |
Real Estate/Leisure/Gaming |
M&A -- buy-side |
Greenbrier Companies |
Adoption of shareholder rights plan |
|
ND |
Industrial |
Shareholder rights plan |
Greenbrier Companies |
Secondary public stock offering |
|
137.0 |
Industrial |
Capital raise -- equity |
Greenbrier Companies |
Senior debt financing |
|
175.0 |
Industrial |
Capital raise -- senior debt |
Greenbrier Companies |
Acquisition of Meridian Rail from Olympus Partners |
|
227.5 |
Industrial |
M&A -- buy-side |
Fresh Express |
Sale to Performance Food Group |
|
302.6 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
Freeman Spogli |
Sale of Buttrey Food & Drug to Albertson's |
|
174.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
FLOJET |
Sale to ITT |
|
141.0 |
Industrial |
M&A -- sell-side |
Fidelity National Financial |
Acquisition of Eastern Software |
|
ND |
Business Services |
M&A -- buy-side |
Fidelity National Financial |
Acquisition of EFD / eFunds |
|
1,800.0 |
Financial Institutions |
M&A -- buy-side |
Fidelity National Financial |
Sale of assets to Fidelity National Title |
|
1,200.0 |
Financial Institutions |
M&A -- sell-side |
Fidelity National Financial |
Recapitalization with TH Lee and Texas Pacific Group |
|
3,300.0 |
Financial Institutions |
Recapitalization |
Fidelity National Financial |
Restructuring / merger with FIS |
|
8,000.0 |
Business Services |
Restructuring |
Fidelity National Financial |
Acquisition of Chicago Title |
|
1,300.8 |
Financial Institutions |
M&A -- buy-side |
Fidelity National Financial |
Acquisition of Certegy |
|
2,600.0 |
Business Services |
M&A -- buy-side |
Expanets |
Sale to Avaya |
|
152.0 |
Technology/Communications |
Restructuring / M&A -- sell-side |
Esprit de Corp. |
Sale to Esprit Holdings Ltd. |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
Elf Atochem |
Acquisition of Findley Adhesives |
|
ND |
Industrial |
M&A -- buy-side |
Ek Chor China Motorcycle Co. |
Going private transaction by C.P. Pokphand |
 |
28.0 |
Industrial |
M&A -- going private |
Eidos plc |
Acquisition of a minority stake in Maximum Holdings |
|
28.0 |
Media/Entertainment |
M&A -- minority investment |
Destec Energy |
Sale of Dow Chemical publicly traded IPP subsidiary to NGC and AES |
|
807.0 |
Energy |
|
COTCO Luminant Device Ltd. |
Sale to Cree |
|
200.0 |
Technology/Communications |
M&A -- sell-side |
Corporate Express |
Sale to Buhrmann NV |
|
2,300.0 |
Business Services |
M&A -- sell-side |
Copley Press |
Acquisition of the Canton Repository from Thomson Newspapers |
|
ND |
Media/Entertainment |
M&A -- buy-side |
Copley Press |
Acquisition of Ohio assets from Thomson Newspapers / Journal |
|
ND |
Media/Entertainment |
M&A -- buy-side |
Chrysler |
Sale of Acustar Electrical Wiring Division to Yazaki |
 |
ND |
Industrial |
M&A -- sell-side |
Chandler Trusts |
Sale of Times Mirror to Tribune |
|
6,460.0 |
Media/Entertainment |
M&A -- sell-side |
Central Pacific Financial |
Secondary public stock offering |
|
68.0 |
Financial Institutions |
Capital raise -- equity |
Central Pacific Financial |
Hostile acquisition of Citybanc Bancshare |
|
432.5 |
Financial Institutions |
Hostile transaction -- M&A buy-side |
Burlington Resources |
Acquisition of majority interest in Permian Basin Royalty Trust |
|
134.0 |
Energy |
M&A -- buy-side |
Brentwood Associates |
Sale of Graphic Controls to Bessemer |
|
|
Industrial |
M&A -- sell-side |
Benesse Corporation |
Minority squeeze-out of Berlitz International |
|
337.0 |
Other |
M&A -- buy-side |
Atom Films |
Sale to shockwave.com |
|
ND |
Media/Entertainment |
M&A -- sell-side |
AT&T / Lucent Technologies |
Sale of Paradyne to Texas Pacific Group |
|
175.0 |
Technology/Communications |
M&A -- sell-side |
AT&T |
Sale of copper cable business to Cable Systems International |
|
ND |
Technology/Communications |
M&A -- sell-side |
Anam Semiconductor |
Proposed merger with Dongbu Electronics |
|
ND |
Technology/Communications |
M&A -- merger of equals |
AmericanWest Bank |
Capital raise / sale to SKBHC |
|
180.0 |
Financial Institutions |
Restructuring / capital raise / M&A -- sell-side |
American Airlines |
Acquisition of a minority stake in Aerolíneas Argentinas |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- JV / minority investment |
AFC Enterprises |
Sale of Cinnabon to Roark Capital |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
AFC Enterprises |
Sale of Church's Chicken to Arcapita |
|
390.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
A.B.C. Learning Centres |
Acquisition of La Petite Academy |
|
330.0 |
Consumer Products/Services/Retail/Food |
M&A -- buy-side |
Linx Card |
Capital raise |
|
ND |
Business Services |
Capital raise -- mezz debt + warrants |
Linx Card |
Capital raise |
|
ND |
Business Services |
Capital raise -- senior debt |
Medbox |
Strategic / financial advice |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
ActiveCare |
Series F preferred from Hillair Capital Investments and other investors |
|
3 |
Healthcare/Pharma/Biotech |
Capital raise - equity |
Thompson National Properties |
Proxy contest with respect to Strategic Realty Trust (formerly TNP Strategic Retail Trust) |
|
ND |
Real Estate/Leisure/Gaming |
Hostile transaction -- proxy fight |
Furr's Supermarkets |
Bankruptcy sale to Fleming Cos. |
|
100 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
Lukoil |
Strategic / financial advice |
|
ND |
Energy |
Strategic advisory |
Paxar Corporation |
Sale of International Imaging Materials business to Centre Partners |
|
130 |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
Schlumberger Limited |
Acquisition of CellNet Data Systems out of bankruptcy |
 |
235 |
Technology/Communications |
M&A - buy-side / restructuring |
Griffin Land & Nurseries |
Sale of Imperial SSC Nurseries Division to Olympus Partners |
|
25 |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
Phillips-Van Heusen Corporation |
Acquisition of rights to the Van Heusen name in Europe and Asia from Coats Vyella plc |
|
18 |
Consumer Products/Services/Retail/Food |
M&A - buy-side |
May's Drug Stores |
Strategic / financial advice |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
Penn Traffic Company |
Strategic / financial advice |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
Nordic Options |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
Warnaco Group |
Financial advisor to Bank Steering Committee in bankruptcy restructuring |
|
2,600 |
Consumer Products/Services/Retail/Food |
Restructuring |
Fantastic Sams |
Bankruptcy sale to Cheveux Acquisition |
|
17 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
Opal Concepts |
Bankrtupcty sale of 286 hair salons and franchise system (Pro-Cuts, Carlton International, Hair by Stewarts, Jose Eber Atelier) to Regis Corporation |
|
10 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
Access Beverage |
Debt private placement |
|
< 5 |
Consumer Products/Services/Retail/Food |
Capital raise - debt |
Frenchtown Harbor |
Strategic advice |
|
50 |
Real Estate/Leisure/Gaming |
Strategic advisory / restructuring |
Equitable Companies |
Strategic advice in connection with section 1031 exchange syndication |
|
ND |
Real Estate/Leisure/Gaming |
Strategic advisory |
Williams Worldwide |
Debt private placement |
|
< 5 |
Consumer Products/Services/Retail/Food |
Capital raise - debt |
Darden Dental Supply |
Debt financing |
|
< 5 |
Healthcare/Pharma/Biotech |
Capital raise - debt |
eStyle |
Sale out of bankruptcy to RightStart |
|
6 |
Consumer Products/Services/Retail/Food |
M&A - sell-side / restructuring |
Michael Beaudry, Inc. |
Financial advisor in restructuring |
|
ND |
Consumer Products/Services/Retail/Food |
Restructuring |
CT Engineering |
Sale to Select Remedy Inc. |
|
ND |
Business Services |
M&A - sell-side |
PDQ Personnel Services |
Sale to Select Remedy Inc. |
|
ND |
Business Services |
M&A - sell-side |
Indalex Holdings Finance |
Financial advisor to creditors in restructuring |
|
1,600 |
Industrial |
Restructuring |
ProLink Solutions |
Financial advisor in restructuring |
|
ND |
Technology/Communications |
Restructuring / valuation opinion |
Long Needle Entertainment |
Debt financing |
|
< 5 |
Media/Entertinament |
Capital raise - debt |
Mañana Media Inc. |
Acquisition of Latin Mex, Inc. |
|
< 5 |
Media/Entertainment |
M&A - buy-side |
Great American Marketing |
Sale to Howard Berger Company |
|
ND |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
Bear Stearns |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
Downey Savings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
IMPAC Mortgage Holdings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic Advisory |
Symark Software |
Sale of company to Insight Venture Partners |
|
ND |
Technology/Communications |
M&A - sell-side |
Schering AG |
Strategic advice in connection with Biotech division |
|
ND |
Healthcare/Pharma/Biotech |
Strategic Advisory |
RedSky Technologies |
Follow-on equity private placement |
|
< 5 |
Technology/Communications |
Capital raise - equity |
RedSky Technologies |
Equity private placement - Series A round |
|
< 5 |
Technology/Communications |
Capital raise - equity |
MX Logic |
Equity private placement |
|
10 |
Technology/Communications |
Capital raise - equity |
Clear Technology |
Equity private placement |
|
10 |
Technology/Communications |
Capital raise - equity |
eFashion Solutions |
Equity private placement |
|
ND |
Technology/Communications |
Capital raise - equity |
Rapidform (INUS Technologies) |
Sale to 3D Systems |
|
35 |
Technology/Communications |
M&A - sell-side |
NetBank |
Equity offering |
|
129 |
Financial Institutions |
Capital raise - equity |
Clark/Bardes Holdings |
IPO |
|
36 |
Financial Institutions |
Capital raise - equity |
ORIX Corporation |
Sale of U.S. specialty finance business |
|
ND |
Financial Institutions |
M&A - sell-side |
Wit Capital |
IPO |
|
100 |
Financial Institutions |
Capital raise - equity |
NetBank |
Convertible subordinated notes offering |
|
115 |
Financial Institutions |
Capital raise - debt |
NetBank |
Equity offering |
|
100 |
Financial Institutions |
Capital raise - equity |
Goldman Sachs Group |
IPO |
|
3,700 |
Financial Institutions |
Capital raise - equity |
City National Corporation |
Acquisition of The Pacific Bank |
|
145 |
Financial Institutions |
M&A - buy-side |
Wells Fargo & Company |
Acquisition of Ragen MacKenzie Group |
|
299 |
Financial Institutions |
M&A - buy-side |
Rock Financial Corporation |
Sale to Intuit |
|
330 |
Financial Institutions |
M&A - sell-side |
Phoenix Home Life Mutual Insurance Company |
Sale of Phoenix's life reinsurance operation to GE Capital |
|
ND |
Financial Institutions |
M&A - sell-side |
Phoenix Home Life Mutual Insurance Company |
Sale of American Phoenix Corporation to Hilb, Rogal & Hamilton Company |
|
100 |
Financial Institutions |
M&A - sell-side |
Exult, Inc. |
IPO |
|
60 |
Business Services |
Capital raise - equity |
Resources Connection |
IPO |
|
109 |
Business Services |
Capital raise - equity |
Equifax |
Spin-off of Certegy |
|
2,000 |
Business Services |
Spin-off |
UCBH Holdings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
Aames Financial |
Financial advisor in restructuring |
|
ND |
Financial Institutions |
Restructuring |
LeapFrog Enterprises |
IPO |
|
112 |
Consumer Products/Services/Retail/Food |
Capital raise - equity |
Collateral Therapeutics |
Sale to Schering AG |
|
161 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
ALARIS Medical Systems |
Financial advisor in restructuring |
|
ND |
Healthcare/Pharma/Biotech |
Restructuring |
Transworld Information Services |
Sale to Teledata Informatics |
|
7 |
Technology/Communications |
M&A - sell-side |
Perseus Development Corp. |
Merger with WebSurveyor and sale to Austin Ventures |
|
ND |
Technology/Communications |
M&A - sell-side |
Apex Learning |
Financial advisor in restructuring |
|
ND |
Technology/Communications |
Restructuring |
Zaiq Technologies |
Restructuring and sale to Patni Computer Systems Limited |
|
< 5 |
Technology / Communications |
Restructuring / M&A - sell-side |
Ronco Corporation |
Sale in bankruptcy |
|
40 |
Consumer Products/Services/Retail/Food |
Restructuring / M&A - sell-side |
Windsor Vineyards |
Acquisition of orphan asset of Foster's Wine Group |
|
15 |
Consumer Products/Services/Retail/Food |
M&A - buy-side |
Axium International |
Sale of assets in bankruptcy |
|
200 |
Business Services |
Restructuring / M&A - sell-side |
Eurodesign Holdings |
Distressed sale and restructuring |
|
15 |
Industrial |
Restructuring / M&A - sell-side |
Nurserymen's Exchange |
Financial advisor in restructuring |
|
20 |
Consumer Products/Services/Retail/Food |
Restructuring |
Uno Restaurant Holdings |
Financial advisor to bondholders |
|
150 |
Consumer Products/Services/Retail/Food |
Restructuring |
Westwood One |
Financial advisor to equity holder (The Gores Group) in restructuring |
|
250 |
Media/Entertainment |
Restructuring |
Alpha Media Group |
Financial advisor to senior lenders in restructuring and recapitalization of Maxim magazine |
|
180 |
Media/Entertainment |
Restructuring |
Station Casinos |
Financial advisor to equity holder (Colony Capital) in connection with in-court bankruptcy restructuring |
|
9,500 |
Real Estate/Leisure/Gaming |
Restructuring |
International Aluminum Corp. |
Financial advisor to mezzanine leanders in restructuring |
|
200 |
Industrial |
Restructuring |
InSight Health |
Financial advisor to committee of bondholders in chapter 11 bankruptcy |
|
320 |
Healthcare/Pharma/Biotech |
Restructuring |
Sirius Satellite Radio |
Term loan |
|
1,750 |
Technology/Communications |
Capital raise - debt |
ChoiceOne Communications |
IPO |
|
164 |
Technology/Communications |
Capital raise - equity |
Telecorp |
Senior Notes offering |
|
450 |
Technology/Communications |
Capital raise - debt |
Teledesic |
Proposed merger with ICO |
|
1,500 |
Technology/Communications |
M&A |
Power-One |
Block trade of equity |
|
ND |
Industrial |
Block trade |
Independent National Mortgage Corporation (IndyMac) |
Warrants and Income Redeemable Equity Securities (WIRES) offering |
|
175 |
Financial Institutions |
Capital raise - equity |
Argosy Gaming |
Senior Subordinated Notes offering |
|
150 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
Hilton Hotels |
Senior Notes offering |
|
200 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
Hilton Hotels |
Senior Notes offering |
|
400 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
Hilton Hotels |
Senior Notes offering |
|
300 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
Diabetes and Glandular Disease Research Associates |
Sale (LBO) to SRI Research / KRG Capital |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Preferred Homecare |
Sale (LBO) of parent company Maverick Healthcare to The Halifax Group |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Pacificare |
Debt IPO |
|
500 |
Healthcare/Pharma/Biotech |
Capital raise - debt |
Allergan |
Spin-off of Advanced Medical Optics |
|
585 |
Healthcare/Pharma/Biotech |
M&A - spin-off |
Universal Care |
Sale to Health Net |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Universal Care |
Restructuring |
|
ND |
Healthcare/Pharma/Biotech |
Restructuring |
Amil International |
Sale to Blue Cross of Texas |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Kyphon |
Acquisition of St. Francis Medical Technologies |
|
725 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
Intralase |
Sale to Advanced Medical Optics |
|
808 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
ev3 |
Acquisition of FoxHollow Technologies |
|
780 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
Boston Scientific |
Evaluation of strategic alternatives for the Endosurgery Group |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
Texas Pacific Group |
Acquisition (LBO) of Axcan Pharma |
|
1,300 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
Boston Scientific |
Divestiture of Cardiac and Vascular Surgery businesses |
|
750 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Alpharma |
Sale of Active Pharmaceutical Ingredients (API) to 3i Group |
|
395 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Alpharma |
Hostile defense against King Pharmaceuticals |
|
1,600 |
Healthcare/Pharma/Biotech |
Hostile defense |
WellPoint |
Sale of PBM business to Express Scripts |
|
4,700 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
Cardinal Health |
Spin-off of CareFusion (clinical and medical products business) |
|
4,700 |
Healthcare/Pharma/Biotech |
M&A - spin-off |
Apria Healthcare |
Acquisition of multiple home health services companies |
|
ND |
Healthcare/Pharma/Biotech |
M&A - buy-side |
Sears, Roebuck & Company |
Sale of 50% stake in Advantis joint venture to IBM |
|
900 |
Technology/Communications |
M&A -- sell-side -- joint venture |
Hanmi Bank |
Strategic alternatives |
|
500 |
Financial Institutions |
Strategic advisory |
RJR Nabisco |
Strategic advice |
 |
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
Pharmacy Development Corp. |
Strategic / financial advice |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
CKE Restaurants |
Shareholder relations / strategic advisory |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
Novartis AG |
Acquisition of remaining 25% of SyStemix |
|
70 |
Healthcare/Pharma/Biotech |
Going private transaction |
Carreker Corporation |
Sale of company to CheckFree |
|
206 |
Business Services |
M&A - sell-side fairness opinion |