| Brains Bioceutical |
Exclusive global partnership with Royal DSM |
   |
ND |
Consumer Products/Services/Retail/Food |
Joint venture |
| Brains Bioceutical |
Equity private placement |
|
31.9 |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
| California Amforge |
Sale to Wynnchurch Capital |
 |
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| University Swaging |
Sale to Primus International |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Metal Form |
Sale to Atlantic Equity Partners |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Bumstead Manufacturing |
Sale to Rhone Capital |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Northrop Grumman Electro-Optical Systems |
Sale to L-3 Communications |
|
175 |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Northrop Grumman Ruggedized Displays |
Sale to L-3 Communications |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Northrop Grumman Electron Devices |
Sale to L-3 Communications |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Boeing Ordnance Systems |
Sale to Alliant Techsystems |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Boeing Corinth Wiring & Wire-Harnesses |
Sale to Snecma/Labinal |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Boeing Spokane Aircraft Component Fabrication |
Sale to Triumph Group |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Case Farms Collective |
Debt capital raise |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- debt |
| Canndescent |
Series C Preferred capital raise |
|
27.5 |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
| Berkshire Manufactured Products |
Sale to Whitcraft Group |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| FMH Aerospace Corp. |
Sale to Industrial Growth Partners |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Alloy Processing |
Sale to Precision Castparts Corp. |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| American Handforge |
Sale to Precision Castparts Corp. |
|
ND |
Aviation/Aerospace & Defense/Space |
M&A -- sell-side |
| Jet Airways |
Sublease of 4x 777's to Turkish Airlines |
 |
500 |
Aviation/Aerospace & Defense/Space |
Operating lease authorization |
| Kastamonu Integrated Wood Industry |
Loan guarantee for acquisition of GE gas turbine generate set |
 |
15 |
Industrial |
Loan guarantee |
| Abener Energia |
Loan guarantee for acquisition of GE gas turbine generator sets |
|
79 |
Industry |
Loan guarantee |
| Japaul Oil & Maritime Services |
Loan guarantee for acquisition of DSC dredging equipment |
|
7 |
Industrial |
Loan guarantee |
| ICBC Leasing |
Loan guarantee for acquisition of Hawker Beechcraft aircraft |
 |
78 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Gol Linhas Aereas |
Loan guarantee for acquisition of Boeing aircraft |
 |
195 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Pegasus Airlines |
Loan guarantee for acquisition of Boeing aircraft |
|
451 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| TAAG Angola |
Loan guarantee for acquisition of Boeing aircraft |
|
256 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Kazakhstan Temir Zholy |
Loan guarantee for acquisition of GE locomotives |
|
424 |
Industrial |
Loan guarantee |
| Biman Bangladesh |
Loan guarantee for acuisition of Boeing aircraft |
|
261 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Ryanair |
Loan guarantee for acquisition of Boeing aircraft |
|
849 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| EgyptAir |
Loan guarantee for acquisition of Boeing aircraft |
|
225 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Air India |
Loan guarantee for acquisition of Boeing aircraft |
|
970 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Air India |
Loan guarantee for acquisition of Boeing aircraft |
|
2,100 |
Aviation/Aerospace & Defense/Space |
Loan guarantee |
| Icelease |
Equity raise for programmatic acquisition of aircraft assets |
|
ND |
Aviation/Aerospace & Defense/Space |
Capital raise -- equity |
| Ocean Group Construction |
Debt capital raise for programmatic acquisition of residential real estate |
|
ND |
Real Estate/Leisure/Gaming |
Capital raise -- debt |
| Halcyon Aviation Capital |
Equity capital raise for programmatic acquisition of aircraft engines |
|
ND |
Aviation/Aerospace & Defense/Space |
Capital raise -- equity |
| El Sol Foods |
Sale to Cacique |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| eegee's |
Sale to 39 North Capital |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| Pastime Foods |
Equity financing |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- equity |
| Pastime Foods |
Debt financing |
|
ND |
Consumer Products/Services/Retail/Food |
Capital raise -- debt |
| LegacyShield |
Equity financing |
|
ND |
Business Services |
Capital raise -- equity |
| LegacyShield |
Debt financing |
|
ND |
Business Services |
Capital raise -- debt |
| Winchell's Donut Houses |
Sale by Shato Holdings to Yum Yum Donuts |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| Vinland Energy |
Senior debt financing |
|
35.0 |
Energy |
Capital raise -- senior debt |
| Vinland Energy |
Acquisition of Appalachian assets from Chesapeake Energy |
|
52.0 |
Energy |
M&A -- buy-side |
| US Facilities |
Hostile defense |
|
86.0 |
Financial Institutions |
Hostile defense |
| Unitive, Inc. |
Sale to Amkor Technologies |
 |
116.2 |
Technology/Communications |
M&A -- sell-side |
| Tumbleweed Communications |
Acquisition of ValiCert |
|
13.6 |
Technology/Communications |
M&A -- buy-side |
| Times Mirror Company |
Strategic recapitalization |
|
1,200.0 |
Media/Entertainment |
Recapitalization |
| Thomas H. Lee |
Minority investment in Fidelity Information Services leveraged recap |
|
250.0 |
Business Services |
M&A -- minority investment |
| Texas Pacific Group |
Minority investment in Fidelity Information Services leveraged recap |
|
250.0 |
Business Services |
M&A -- minority investment |
| TeleTech Holdings |
Acquisition of Newgen Results Corporation |
|
191.9 |
Technology/Communications |
M&A -- buy-side |
| Synergy Group |
Sale to NorthWestern Growth and Empire Gas |
|
ND |
Energy |
M&A -- sell-side |
| Stratex Networks |
Merger with Harris |
|
561.9 |
Technology/Communications |
M&A -- merger of equals |
| Santa Barbara Restaurant Group |
Sale of La Salsa, Green Burrito and Timberlodge to CKE Restaurants |
|
65.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| Roberts Pharmaceutical |
Secondary public stock offering |
 |
91.3 |
Healthcare/Pharma/Biotech |
Capital raise -- equity |
| RJR Nabisco |
Hostile defense against Carl Icahn |
|
20,270.1 |
Consumer Products/Services/Retail/Food |
Hostile defense |
| Riverside Forest Products |
Hostile defense / sale to Tolko Industries |
|
404.1 |
Metals and Mining / Natural Resources |
Hostile transaction -- M&A sell-side |
| Rhône Poulenc / Rhodia |
Sale of Brazilian polyester nonwovens operations to BBA Group |
  |
ND |
Industrial |
M&A -- sell-side |
| Rhône Poulenc / Rhodia |
Sale of Brazilian polyester film operations to Rhone Partners |
|
ND |
Industrial |
M&A -- sell-side |
| Rental Services Corp. |
Sale to Atlas Copco |
|
1,630.0 |
Business Services |
M&A -- sell-side |
| Quadrem |
Formation of worldwide mining & metals B2B exchange |
 |
ND |
Metals and Mining / Natural Resources |
M&A -- JV |
| Pulmuone Holdings |
Acquisition of Monterey Gourmet Foods |
|
45.8 |
Consumer Products/Services/Retail/Food |
M&A -- buy-side |
| Primadonna Resorts |
Sale to MGM Grand |
|
499.4 |
Real Estate/Leisure/Gaming |
M&A -- sell-side |
| PETCO |
Acquisition of 19.9% stake in Petopia.com |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- minority investment |
| PayPal |
IPO (co-advisor) |
|
1,200.0 |
Technology/Communications |
IPO |
| Optical Communications Products |
Sale by Furukawa Electric to Oplink Communications |
|
187.8 |
Technology/Communications |
M&A -- sell-side |
| Occidental Petroleum |
Sale of remaining 29.2% stake in CanOxy |
|
829.3 |
Energy |
M&A -- sell-side |
| Occidental Petroleum |
Acquisition of 29.5% stake in Equistar Chemicals |
|
500.0 |
Industrial |
M&A -- JV / minority investment |
| NorthWestern Corporation |
Strategic advice / shareholder relations / restructuring |
|
ND |
Energy |
Restructuring |
| NetBank |
Buy-side and sell-side M&A / JV |
|
ND |
Financial Institutions |
M&A -- JV |
| NationsBank |
Merger of NCNB and C&S-Sovran to form NationsBank |
|
4,300.0 |
Financial Institutions |
M&A -- merger of equals |
| Mobile Data Solutions |
Sale to @Road |
|
86.0 |
Technology/Communications |
M&A -- sell-side |
| LTK Wiring Co. Ltd. |
Sale to Belden |
 |
195.0 |
Industrial |
M&A -- sell-side |
| LodgeNet Entertainment |
Acquisition of OnCommand from Liberty Media |
|
380.0 |
Media/Entertainment |
M&A -- buy-side |
| Keith Companies |
Sale to Stantec |
|
196.0 |
Business Services |
M&A -- sell-side |
| JNI Corp. |
Sale to Applied Micro Circuits |
|
190.0 |
Technology/Communications |
M&A -- sell-side |
| Jefferson Smurfit Corp. |
Acquisition of Stone Container |
|
2,000.0 |
Industrial |
M&A -- buy-side |
| Hunan Valin Steel Tube and Wire Co. Ltd. |
Sale of 37% interest to Mittal Steel Company NV |
|
338.0 |
Industrial |
M&A -- JV |
| Herbalife |
Going private transaction / Whitney and Golden Gate |
|
685.0 |
Consumer Products/Services/Retail/Food |
M&A -- going private |
| Harrah's |
Sale of Australian assets -- including Star City Sydney -- to TabCorp |
|
ND |
Real Estate/Leisure/Gaming |
M&A -- sell-side |
| Harrah's |
Acquisition of Players International |
|
425.0 |
Real Estate/Leisure/Gaming |
M&A -- buy-side |
| Harrah's |
Senior debt financing |
|
500.0 |
Real Estate/Leisure/Gaming |
Capital raise -- senior debt |
| Harrah's |
Acquisition of Showboat |
|
1,200.0 |
Real Estate/Leisure/Gaming |
M&A -- buy-side |
| Greenbrier Companies |
Adoption of shareholder rights plan |
|
ND |
Industrial |
Shareholder rights plan |
| Greenbrier Companies |
Secondary public stock offering |
|
137.0 |
Industrial |
Capital raise -- equity |
| Greenbrier Companies |
Senior debt financing |
|
175.0 |
Industrial |
Capital raise -- senior debt |
| Greenbrier Companies |
Acquisition of Meridian Rail from Olympus Partners |
|
227.5 |
Industrial |
M&A -- buy-side |
| Fresh Express |
Sale to Performance Food Group |
|
302.6 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| Freeman Spogli |
Sale of Buttrey Food & Drug to Albertson's |
|
174.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| FLOJET |
Sale to ITT |
|
141.0 |
Industrial |
M&A -- sell-side |
| Fidelity National Financial |
Acquisition of Eastern Software |
|
ND |
Business Services |
M&A -- buy-side |
| Fidelity National Financial |
Acquisition of EFD / eFunds |
|
1,800.0 |
Financial Institutions |
M&A -- buy-side |
| Fidelity National Financial |
Sale of assets to Fidelity National Title |
|
1,200.0 |
Financial Institutions |
M&A -- sell-side |
| Fidelity National Financial |
Recapitalization with TH Lee and Texas Pacific Group |
|
3,300.0 |
Financial Institutions |
Recapitalization |
| Fidelity National Financial |
Restructuring / merger with FIS |
|
8,000.0 |
Business Services |
Restructuring |
| Fidelity National Financial |
Acquisition of Chicago Title |
|
1,300.8 |
Financial Institutions |
M&A -- buy-side |
| Fidelity National Financial |
Acquisition of Certegy |
|
2,600.0 |
Business Services |
M&A -- buy-side |
| Expanets |
Sale to Avaya |
|
152.0 |
Technology/Communications |
Restructuring / M&A -- sell-side |
| Esprit de Corp. |
Sale to Esprit Holdings Ltd. |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| Elf Atochem |
Acquisition of Findley Adhesives |
|
ND |
Industrial |
M&A -- buy-side |
| Ek Chor China Motorcycle Co. |
Going private transaction by C.P. Pokphand |
 |
28.0 |
Industrial |
M&A -- going private |
| Eidos plc |
Acquisition of a minority stake in Maximum Holdings |
|
28.0 |
Media/Entertainment |
M&A -- minority investment |
| Destec Energy |
Sale of Dow Chemical publicly traded IPP subsidiary to NGC and AES |
|
807.0 |
Energy |
|
| COTCO Luminant Device Ltd. |
Sale to Cree |
|
200.0 |
Technology/Communications |
M&A -- sell-side |
| Corporate Express |
Sale to Buhrmann NV |
|
2,300.0 |
Business Services |
M&A -- sell-side |
| Copley Press |
Acquisition of the Canton Repository from Thomson Newspapers |
|
ND |
Media/Entertainment |
M&A -- buy-side |
| Copley Press |
Acquisition of Ohio assets from Thomson Newspapers / Journal |
|
ND |
Media/Entertainment |
M&A -- buy-side |
| Chrysler |
Sale of Acustar Electrical Wiring Division to Yazaki |
 |
ND |
Industrial |
M&A -- sell-side |
| Chandler Trusts |
Sale of Times Mirror to Tribune |
|
6,460.0 |
Media/Entertainment |
M&A -- sell-side |
| Central Pacific Financial |
Secondary public stock offering |
|
68.0 |
Financial Institutions |
Capital raise -- equity |
| Central Pacific Financial |
Hostile acquisition of Citybanc Bancshare |
|
432.5 |
Financial Institutions |
Hostile transaction -- M&A buy-side |
| Burlington Resources |
Acquisition of majority interest in Permian Basin Royalty Trust |
|
134.0 |
Energy |
M&A -- buy-side |
| Brentwood Associates |
Sale of Graphic Controls to Bessemer |
|
|
Industrial |
M&A -- sell-side |
| Benesse Corporation |
Minority squeeze-out of Berlitz International |
|
337.0 |
Other |
M&A -- buy-side |
| Atom Films |
Sale to shockwave.com |
|
ND |
Media/Entertainment |
M&A -- sell-side |
| AT&T / Lucent Technologies |
Sale of Paradyne to Texas Pacific Group |
|
175.0 |
Technology/Communications |
M&A -- sell-side |
| AT&T |
Sale of copper cable business to Cable Systems International |
|
ND |
Technology/Communications |
M&A -- sell-side |
| Anam Semiconductor |
Proposed merger with Dongbu Electronics |
|
ND |
Technology/Communications |
M&A -- merger of equals |
| AmericanWest Bank |
Capital raise / sale to SKBHC |
|
180.0 |
Financial Institutions |
Restructuring / capital raise / M&A -- sell-side |
| American Airlines |
Acquisition of a minority stake in Aerolíneas Argentinas |
 |
ND |
Aviation/Aerospace & Defense/Space |
M&A -- JV / minority investment |
| AFC Enterprises |
Sale of Cinnabon to Roark Capital |
|
ND |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| AFC Enterprises |
Sale of Church's Chicken to Arcapita |
|
390.0 |
Consumer Products/Services/Retail/Food |
M&A -- sell-side |
| A.B.C. Learning Centres |
Acquisition of La Petite Academy |
|
330.0 |
Consumer Products/Services/Retail/Food |
M&A -- buy-side |
| Linx Card |
Capital raise |
|
ND |
Business Services |
Capital raise -- mezz debt + warrants |
| Linx Card |
Capital raise |
|
ND |
Business Services |
Capital raise -- senior debt |
| Medbox |
Strategic / financial advice |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
| ActiveCare |
Series F preferred from Hillair Capital Investments and other investors |
|
3 |
Healthcare/Pharma/Biotech |
Capital raise - equity |
| Thompson National Properties |
Proxy contest with respect to Strategic Realty Trust (formerly TNP Strategic Retail Trust) |
|
ND |
Real Estate/Leisure/Gaming |
Hostile transaction -- proxy fight |
| Furr's Supermarkets |
Bankruptcy sale to Fleming Cos. |
|
100 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
| Lukoil |
Strategic / financial advice |
|
ND |
Energy |
Strategic advisory |
| Paxar Corporation |
Sale of International Imaging Materials business to Centre Partners |
|
130 |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
| Schlumberger Limited |
Acquisition of CellNet Data Systems out of bankruptcy |
|
235 |
Technology/Communications |
M&A - buy-side / restructuring |
| Griffin Land & Nurseries |
Sale of Imperial SSC Nurseries Division to Olympus Partners |
|
25 |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
| Phillips-Van Heusen Corporation |
Acquisition of rights to the Van Heusen name in Europe and Asia from Coats Vyella plc |
|
18 |
Consumer Products/Services/Retail/Food |
M&A - buy-side |
| May's Drug Stores |
Strategic / financial advice |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
| Penn Traffic Company |
Strategic / financial advice |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
| Nordic Options |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
| Warnaco Group |
Financial advisor to Bank Steering Committee in bankruptcy restructuring |
|
2,600 |
Consumer Products/Services/Retail/Food |
Restructuring |
| Fantastic Sams |
Bankruptcy sale to Cheveux Acquisition |
|
17 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
| Opal Concepts |
Bankrtupcty sale of 286 hair salons and franchise system (Pro-Cuts, Carlton International, Hair by Stewarts, Jose Eber Atelier) to Regis Corporation |
|
10 |
Consumer Products/Services/Retail/Food |
M&A sell-side / restructuring |
| Access Beverage |
Debt private placement |
|
< 5 |
Consumer Products/Services/Retail/Food |
Capital raise - debt |
| Frenchtown Harbor |
Strategic advice |
|
50 |
Real Estate/Leisure/Gaming |
Strategic advisory / restructuring |
| Equitable Companies |
Strategic advice in connection with section 1031 exchange syndication |
|
ND |
Real Estate/Leisure/Gaming |
Strategic advisory |
| Williams Worldwide |
Debt private placement |
|
< 5 |
Consumer Products/Services/Retail/Food |
Capital raise - debt |
| Darden Dental Supply |
Debt financing |
|
< 5 |
Healthcare/Pharma/Biotech |
Capital raise - debt |
| eStyle |
Sale out of bankruptcy to RightStart |
|
6 |
Consumer Products/Services/Retail/Food |
M&A - sell-side / restructuring |
| Michael Beaudry, Inc. |
Financial advisor in restructuring |
|
ND |
Consumer Products/Services/Retail/Food |
Restructuring |
| CT Engineering |
Sale to Select Remedy Inc. |
|
ND |
Business Services |
M&A - sell-side |
| PDQ Personnel Services |
Sale to Select Remedy Inc. |
|
ND |
Business Services |
M&A - sell-side |
| Indalex Holdings Finance |
Financial advisor to creditors in restructuring |
|
1,600 |
Industrial |
Restructuring |
| ProLink Solutions |
Financial advisor in restructuring |
|
ND |
Technology/Communications |
Restructuring / valuation opinion |
| Long Needle Entertainment |
Debt financing |
|
< 5 |
Media/Entertinament |
Capital raise - debt |
| Mañana Media Inc. |
Acquisition of Latin Mex, Inc. |
|
< 5 |
Media/Entertainment |
M&A - buy-side |
| Great American Marketing |
Sale to Howard Berger Company |
|
ND |
Consumer Products/Services/Retail/Food |
M&A - sell-side |
| Bear Stearns |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
| Downey Savings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
| IMPAC Mortgage Holdings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic Advisory |
| Symark Software |
Sale of company to Insight Venture Partners |
|
ND |
Technology/Communications |
M&A - sell-side |
| Schering AG |
Strategic advice in connection with Biotech division |
 |
ND |
Healthcare/Pharma/Biotech |
Strategic Advisory |
| RedSky Technologies |
Follow-on equity private placement |
|
< 5 |
Technology/Communications |
Capital raise - equity |
| RedSky Technologies |
Equity private placement - Series A round |
|
< 5 |
Technology/Communications |
Capital raise - equity |
| MX Logic |
Equity private placement |
|
10 |
Technology/Communications |
Capital raise - equity |
| Clear Technology |
Equity private placement |
|
10 |
Technology/Communications |
Capital raise - equity |
| eFashion Solutions |
Equity private placement |
|
ND |
Technology/Communications |
Capital raise - equity |
| Rapidform (INUS Technologies) |
Sale to 3D Systems |
|
35 |
Technology/Communications |
M&A - sell-side |
| NetBank |
Equity offering |
|
129 |
Financial Institutions |
Capital raise - equity |
| Clark/Bardes Holdings |
IPO |
|
36 |
Financial Institutions |
Capital raise - equity |
| ORIX Corporation |
Sale of U.S. specialty finance business |
|
ND |
Financial Institutions |
M&A - sell-side |
| Wit Capital |
IPO |
|
100 |
Financial Institutions |
Capital raise - equity |
| NetBank |
Convertible subordinated notes offering |
|
115 |
Financial Institutions |
Capital raise - debt |
| NetBank |
Equity offering |
|
100 |
Financial Institutions |
Capital raise - equity |
| Goldman Sachs Group |
IPO |
|
3,700 |
Financial Institutions |
Capital raise - equity |
| City National Corporation |
Acquisition of The Pacific Bank |
|
145 |
Financial Institutions |
M&A - buy-side |
| Wells Fargo & Company |
Acquisition of Ragen MacKenzie Group |
|
299 |
Financial Institutions |
M&A - buy-side |
| Rock Financial Corporation |
Sale to Intuit |
|
330 |
Financial Institutions |
M&A - sell-side |
| Phoenix Home Life Mutual Insurance Company |
Sale of Phoenix's life reinsurance operation to GE Capital |
|
ND |
Financial Institutions |
M&A - sell-side |
| Phoenix Home Life Mutual Insurance Company |
Sale of American Phoenix Corporation to Hilb, Rogal & Hamilton Company |
|
100 |
Financial Institutions |
M&A - sell-side |
| Exult, Inc. |
IPO |
|
60 |
Business Services |
Capital raise - equity |
| Resources Connection |
IPO |
|
109 |
Business Services |
Capital raise - equity |
| Equifax |
Spin-off of Certegy |
|
2,000 |
Business Services |
Spin-off |
| UCBH Holdings |
Strategic / financial advice |
|
ND |
Financial Institutions |
Strategic advisory |
| Aames Financial |
Financial advisor in restructuring |
|
ND |
Financial Institutions |
Restructuring |
| LeapFrog Enterprises |
IPO |
|
112 |
Consumer Products/Services/Retail/Food |
Capital raise - equity |
| Collateral Therapeutics |
Sale to Schering AG |
|
161 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| ALARIS Medical Systems |
Financial advisor in restructuring |
|
ND |
Healthcare/Pharma/Biotech |
Restructuring |
| Transworld Information Services |
Sale to Teledata Informatics |
|
7 |
Technology/Communications |
M&A - sell-side |
| Perseus Development Corp. |
Merger with WebSurveyor and sale to Austin Ventures |
|
ND |
Technology/Communications |
M&A - sell-side |
| Apex Learning |
Financial advisor in restructuring |
|
ND |
Technology/Communications |
Restructuring |
| Zaiq Technologies |
Restructuring and sale to Patni Computer Systems Limited |
|
< 5 |
Technology / Communications |
Restructuring / M&A - sell-side |
| Ronco Corporation |
Sale in bankruptcy |
|
40 |
Consumer Products/Services/Retail/Food |
Restructuring / M&A - sell-side |
| Windsor Vineyards |
Acquisition of orphan asset of Foster's Wine Group |
|
15 |
Consumer Products/Services/Retail/Food |
M&A - buy-side |
| Axium International |
Sale of assets in bankruptcy |
|
200 |
Business Services |
Restructuring / M&A - sell-side |
| Eurodesign Holdings |
Distressed sale and restructuring |
|
15 |
Industrial |
Restructuring / M&A - sell-side |
| Nurserymen's Exchange |
Financial advisor in restructuring |
|
20 |
Consumer Products/Services/Retail/Food |
Restructuring |
| Uno Restaurant Holdings |
Financial advisor to bondholders |
|
150 |
Consumer Products/Services/Retail/Food |
Restructuring |
| Westwood One |
Financial advisor to equity holder (The Gores Group) in restructuring |
|
250 |
Media/Entertainment |
Restructuring |
| Alpha Media Group |
Financial advisor to senior lenders in restructuring and recapitalization of Maxim magazine |
|
180 |
Media/Entertainment |
Restructuring |
| Station Casinos |
Financial advisor to equity holder (Colony Capital) in connection with in-court bankruptcy restructuring |
|
9,500 |
Real Estate/Leisure/Gaming |
Restructuring |
| International Aluminum Corp. |
Financial advisor to mezzanine leanders in restructuring |
|
200 |
Industrial |
Restructuring |
| InSight Health |
Financial advisor to committee of bondholders in chapter 11 bankruptcy |
|
320 |
Healthcare/Pharma/Biotech |
Restructuring |
| Sirius Satellite Radio |
Term loan |
|
1,750 |
Technology/Communications |
Capital raise - debt |
| ChoiceOne Communications |
IPO |
|
164 |
Technology/Communications |
Capital raise - equity |
| Telecorp |
Senior Notes offering |
|
450 |
Technology/Communications |
Capital raise - debt |
| Teledesic |
Proposed merger with ICO |
|
1,500 |
Technology/Communications |
M&A |
| Power-One |
Block trade of equity |
|
ND |
Industrial |
Block trade |
| Independent National Mortgage Corporation (IndyMac) |
Warrants and Income Redeemable Equity Securities (WIRES) offering |
|
175 |
Financial Institutions |
Capital raise - equity |
| Argosy Gaming |
Senior Subordinated Notes offering |
|
150 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
| Hilton Hotels |
Senior Notes offering |
|
200 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
| Hilton Hotels |
Senior Notes offering |
|
400 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
| Hilton Hotels |
Senior Notes offering |
|
300 |
Real Estate/Leisure/Gaming |
Capital raise - debt |
| Diabetes and Glandular Disease Research Associates |
Sale (LBO) to SRI Research / KRG Capital |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Preferred Homecare |
Sale (LBO) of parent company Maverick Healthcare to The Halifax Group |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Pacificare |
Debt IPO |
|
500 |
Healthcare/Pharma/Biotech |
Capital raise - debt |
| Allergan |
Spin-off of Advanced Medical Optics |
|
585 |
Healthcare/Pharma/Biotech |
M&A - spin-off |
| Universal Care |
Sale to Health Net |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Universal Care |
Restructuring |
|
ND |
Healthcare/Pharma/Biotech |
Restructuring |
| Amil International |
Sale to Blue Cross of Texas |
|
ND |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Kyphon |
Acquisition of St. Francis Medical Technologies |
|
725 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
| Intralase |
Sale to Advanced Medical Optics |
|
808 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| ev3 |
Acquisition of FoxHollow Technologies |
|
780 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
| Boston Scientific |
Evaluation of strategic alternatives for the Endosurgery Group |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
| Texas Pacific Group |
Acquisition (LBO) of Axcan Pharma |
|
1,300 |
Healthcare/Pharma/Biotech |
M&A - buy-side |
| Boston Scientific |
Divestiture of Cardiac and Vascular Surgery businesses |
|
750 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Alpharma |
Sale of Active Pharmaceutical Ingredients (API) to 3i Group |
|
395 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Alpharma |
Hostile defense against King Pharmaceuticals |
|
1,600 |
Healthcare/Pharma/Biotech |
Hostile defense |
| WellPoint |
Sale of PBM business to Express Scripts |
|
4,700 |
Healthcare/Pharma/Biotech |
M&A - sell-side |
| Cardinal Health |
Spin-off of CareFusion (clinical and medical products business) |
|
4,700 |
Healthcare/Pharma/Biotech |
M&A - spin-off |
| Apria Healthcare |
Acquisition of multiple home health services companies |
|
ND |
Healthcare/Pharma/Biotech |
M&A - buy-side |
| Sears, Roebuck & Company |
Sale of 50% stake in Advantis joint venture to IBM |
|
900 |
Technology/Communications |
M&A -- sell-side -- joint venture |
| Hanmi Bank |
Strategic alternatives |
|
500 |
Financial Institutions |
Strategic advisory |
| RJR Nabisco |
Strategic advice |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
| Pharmacy Development Corp. |
Strategic / financial advice |
|
ND |
Healthcare/Pharma/Biotech |
Strategic advisory |
| CKE Restaurants |
Shareholder relations / strategic advisory |
|
ND |
Consumer Products/Services/Retail/Food |
Strategic advisory |
| Novartis AG |
Acquisition of remaining 25% of SyStemix |
|
70 |
Healthcare/Pharma/Biotech |
Going private transaction |
| Carreker Corporation |
Sale of company to CheckFree |
|
206 |
Business Services |
M&A - sell-side fairness opinion |