Transactions

Company	Location	Transaction	Size ($MM)	Industry	Type
ABC Learning Centres	Australia / U.S.	Acquisition of La Petite Academy	330	Consumer Products/Services/Retail/Food	M&A - buy-side
Aames Financial	United States	Financial advisor in restructuring	ND	Financial Institutions	Restructuring
Abener Energia	United States	Loan guarantee for acquisition of GE gas turbine generator sets	79	Energy	Loan guarantee
Access Beverage	United States	Debt private placement	< 5	Consumer Products/Services/Retail/Food	Capital raise - debt
ActiveCare	United States	Series F preferred from Hillair Capital Investments and other investors	3	Healthcare/Pharma/Biotech	Capital raise - equity
AFC Enterprises	United States	Sale of Cinnabon to Roark Capital	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
AFC Enterprises	United States	Sale of Church's Chicken to Arcapita	390	Consumer Products/Services/Retail/Food	M&A - sell-side
Air India	India / U.S.	Loan guarantee for acquisition of Boeing aircraft	970	Aviation/Aerospace & Defense/Space	Loan guarantee
Air India	India / U.S.	Loan guarantee for acquisition of Boeing aircraft	2,100	Aviation/Aerospace & Defense/Space	Loan guarantee
ALARIS Medical Systems	United States	Financial advisor in restructuring	ND	Healthcare/Pharma/Biotech	Restructuring
Allergan	United States	Spin-off of Advanced Medical Optics	585	Healthcare/Pharma/Biotech	M&A - spin-off
Alloy Processing	United States	Sale to Precision Castparts Corp.	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Alpha Media Group	United States	Financial advisor to senior lenders in restructuring and recapitalization of Maxim magazine	180	Media/Entertainment	Restructuring
Alpharma	United States	Sale of Active Pharmaceutical Ingredients (API) to 3i Group	395	Healthcare/Pharma/Biotech	M&A - sell-side
Alpharma	United States	Hostile defense against King Pharmaceuticals	1,600	Healthcare/Pharma/Biotech	Hostile defense
American Airlines	Argentina / U.S.	Acquisition of a minority stake in Aerolíneas Argentinas	ND	Aviation/Aerospace & Defense/Space	M&A - JV / minority investment
American Handforge	United States	Sale to Precision Castparts Corp.	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
American Phoenix Corp	United States	M&A sale (Insurance brokerage division) to Hilb, Rogal & Hamilton	ND	Financial Institutions	M&A sale
AmericanWest Bank	United States	Capital raise / sale to SKBHC	180	Financial Institutions	Restructuring / capital raise / M&A - sell-side
Amil International	United States	Sale to Blue Cross of Texas	ND	Healthcare/Pharma/Biotech	M&A - sell-side
Anam Semiconductor	Korea / U.S.	Proposed merger with Dongbu Electronics	ND	Technology/Communications	M&A - merger of equals
Apex Learning	United States	Financial advisor in restructuring	ND	Technology/Communications	Restructuring
Apria Healthcare	United States	Acquisition of multiple home health services companies	ND	Healthcare/Pharma/Biotech	M&A - buy-side
Argosy Gaming	United States	Senior Subordinated Notes offering	150	Real Estate/Leisure/Gaming	Capital raise - debt
AT&T	United States	Sale of copper cable business to Cable Systems International	ND	Technology/Communications	M&A - sell-side
AT&T / Lucent Tech	United States	Sale of Paradyne to Texas Pacific Group	175	Technology/Communications	M&A - sell-side
Atom Films	United States	Sale to shockwave.com	ND	Media/Entertainment	M&A - sell-side
Axium International	United States	Sale of assets in bankruptcy	200	Business Services	Restructuring / M&A - sell-side
Bear Stearns	United States	Strategic / financial advice	ND	Financial Institutions	Strategic advisory
Benesse Corporation	Japan / U.S.	Minority squeeze-out of Berlitz International	337	Other	M&A - buy-side
Berkshire Manufactured Products	United States	Sale to Whitcraft Group	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Biman Bangladesh	United States	Loan guarantee for acuisition of Boeing aircraft	261	Aviation/Aerospace & Defense/Space	Loan guarantee
Boeing Corinth Wiring & Wire-Harnesses	United States	Sale to Snecma/Labinal	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Boeing Ordnance Systems	United States	Sale to Alliant Techsystems	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Boeing Spokane Aircraft Component Fabrication	United States	Sale to Triumph Group	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Boston Scientific	United States	Evaluation of strategic alternatives for the Endosurgery Group	ND	Healthcare/Pharma/Biotech	Strategic advisory
Boston Scientific	United States	Divestiture of Cardiac and Vascular Surgery businesses	750	Healthcare/Pharma/Biotech	M&A - sell-side
Brains Bioceutical	Canada / Netherlands / Switzerland	Exclusive global partnership with Royal DSM	ND	Consumer Products/Services/Retail/Food	Joint venture
Brains Bioceutical	Canada	Equity private placement	31.9	Consumer Products/Services/Retail/Food	Capital raise - equity
Brentwood Associates	United States	Sale of Graphic Controls to Bessemer		Industrial	M&A - sell-side
Bumstead Manufacturing	United States	Sale to Rhone Capital	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Burlington Resources	United States	Acquisition of majority interest in Permian Basin Royalty Trust	134	Energy	M&A - buy-side
California Amforge	United States	Sale to Wynnchurch Capital	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
California Federal Bank	United States	Recapitalization	1,400	Financial Institutions	Recapitalization
California Federal Bank	United States	Sale to Citigroup	5,800	Financial Institutions	M&A - sell-side
Canndescent	Canada / U.S.	Series C Preferred capital raise	27.5	Consumer Products/Services/Retail/Food	Capital raise - equity
Cardinal Health	United States	Spin-off of CareFusion (clinical and medical products business)	4,700	Healthcare/Pharma/Biotech	M&A - spin-off
Carreker Corporation	United States	Sale of company to CheckFree	206	Business Services	M&A - sell-side fairness opinion
Case Farms Collective	United States	Debt capital raise	ND	Consumer Products/Services/Retail/Food	Capital raise - debt
Central Pacific Financial	United States	Hostile acquisition of Citybanc Bancshare	432.5	Financial Institutions	Hostile transaction - M&A buy-side
Central Pacific Financial	United States	Secondary public stock offering	68	Financial Institutions	Capital raise - equity
Chandler Trusts	United States	Sale of Times Mirror to Tribune	6,460.00	Media/Entertainment	M&A - sell-side
ChoiceOne Communications	United States	IPO	164	Technology/Communications	Capital raise - equity
Chrysler	Japan / Mexico / U.S.	Sale of Acustar Electrical Wiring Division to Yazaki	ND	Industrial	M&A - sell-side
City National Corporation	United States	Acquisition of The Pacific Bank	145	Financial Institutions	M&A - buy-side
CKE Restaurants	United States	Shareholder relations / strategic advisory	ND	Consumer Products/Services/Retail/Food	Strategic advisory
Clark/Bardes Holdings	United States	IPO	36	Financial Institutions	Capital raise - equity
Clear Technology	United States	Equity private placement	10	Technology/Communications	Capital raise - equity
Collateral Therapeutics	Germany / U.S.	Sale to Schering AG	161	Healthcare/Pharma/Biotech	M&A - sell-side
Copley Press	United States	Acquisition of the Canton Repository from Thomson Newspapers	ND	Media/Entertainment	M&A - buy-side
Copley Press	United States	Acquisition of Ohio assets from Thomson Newspapers / Journal	ND	Media/Entertainment	M&A - buy-side
Corporate Express	Netherlands / U.S.	Sale to Buhrmann NV	2,300.00	Business Services	M&A - sell-side
COTCO Luminant Device Ltd.	Hong Kong / U.S.	Sale to Cree	200	Technology/Communications	M&A - sell-side
CT Engineering	United States	Sale to Select Remedy Inc.	ND	Business Services	M&A - sell-side
Darden Dental Supply	United States	Debt financing	< 5	Healthcare/Pharma/Biotech	Capital raise - debt
Destec Energy	United States	Sale of Dow Chemical publicly traded IPP subsidiary to NGC and AES	807	Energy	M&A - sell-side
Diabetes and Glandular Disease Research Associates	United States	Sale (LBO) to SRI Research / KRG Capital	ND	Healthcare/Pharma/Biotech	M&A - sell-side
Downey Savings	United States	Strategic / financial advice	ND	Financial Institutions	Strategic advisory
eegee’s	United States	Sale to 39 North Capital	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
eFashion Solutions	United States	Equity private placement	ND	Technology/Communications	Capital raise - equity
EgyptAir	United States	Loan guarantee for acquisition of Boeing aircraft	225	Aviation/Aerospace & Defense/Space	Loan guarantee
Eidos plc	U.K. / U.S.	Acquisition of a minority stake in Maximum Holdings	28	Media/Entertainment	M&A - minority investment
Ek Chor China Motorcycle Co.	China / Hong Kong	Going private transaction by C.P. Pokphand	28	Industrial	M&A - going private
El Sol Foods	United States	Sale to Cacique	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
Elf Atochem	France / U.S.	Acquisition of Findley Adhesives	ND	Industrial	M&A - buy-side
Equifax	United States	Spin-off of Certegy	2,000	Business Services	Spin-off
Equitable Companies	United States	Strategic advice in connection with section 1031 exchange syndication	ND	Real Estate/Leisure/Gaming	Strategic advisory
Esprit de Corp.	Hong Kong / U.S.	Sale to Esprit Holdings Ltd.	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
eStyle	United States	Sale out of bankruptcy to RightStart	6	Consumer Products/Services/Retail/Food	M&A - sell-side / restructuring
Eurodesign Holdings	United States	Distressed sale and restructuring	15	Industrial	Restructuring / M&A - sell-side
ev3	United States	Acquisition of FoxHollow Technologies	780	Healthcare/Pharma/Biotech	M&A - buy-side
Expanets	United States	Sale to Avaya	152	Technology/Communications	Restructuring / M&A - sell-side
Exult, Inc.	United States	IPO	60	Business Services	Capital raise - equity
Fantastic Sams	United States	Bankruptcy sale to Cheveux Acquisition	17	Consumer Products/Services/Retail/Food	M&A sell-side / restructuring
Fidelity National Financial	United States	Restructuring / merger with FIS	8,000.00	Business Services	Restructuring
Fidelity National Financial	United States	Recapitalization with TH Lee and Texas Pacific Group	3,300.00	Financial Institutions	Recapitalization
Fidelity National Financial	United States	Sale of assets to Fidelity National Title	1,200.00	Financial Institutions	M&A - sell-side
Fidelity National Financial	United States	Acquisition of Eastern Software	ND	Business Services	M&A - buy-side
Fidelity National Financial	United States	Acquisition of EFD / eFunds	1,800.00	Financial Institutions	M&A - buy-side
Fidelity National Financial	United States	Acquisition of Chicago Title	1,300.80	Financial Institutions	M&A - buy-side
Fidelity National Financial	United States	Acquisition of Certegy	2,600.00	Business Services	M&A - buy-side
FLOJET	United States	Sale to ITT	141	Industrial	M&A - sell-side
FMH Aerospace Corp.	United States	Sale to Industrial Growth Partners	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Freeman Spogli	United States	Sale of Buttrey Food & Drug to Albertson's	174	Consumer Products/Services/Retail/Food	M&A - sell-side
Frenchtown Harbor	United States	Strategic advice	50	Real Estate/Leisure/Gaming	Strategic advisory / restructuring
Fresh Express	United States	Sale to Performance Food Group	302.6	Consumer Products/Services/Retail/Food	M&A - sell-side
Furr’s Supermarkets	United States	Bankruptcy sale to Fleming Cos.	100	Consumer Products/Services/Retail/Food	M&A sell-side / restructuring
Genzyme Corp.	United States	Acquisition of Bioenvision, Inc.	345	Healthcare/Pharma/Biotech	M&A - buy-side
Glendale Federal	United States	Recapitalization	1,800.00	Financial Institutions	Recapitalization
Glendale Federal	United States	Merger with California Federal Bank	3,700.00	Financial Institutions	M&A
Gol Linhas Aereas	Brazil / U.S.	Loan guarantee for acquisition of Boeing aircraft	195	Aviation/Aerospace & Defense/Space	Loan guarantee
Goldman Sachs Group	United States	IPO	3,700	Financial Institutions	Capital raise - equity
GoTrade.com	United States	Lead-managed IPO (China-based Internet stock brokerage)	ND	Financial Institutions	IPO
Great American Marketing	United States	Sale to Howard Berger Company	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
Greenbrier Companies	United States	Acquisition of Meridian Rail from Olympus Partners	227.5	Industrial	M&A - buy-side
Greenbrier Companies	United States	Adoption of shareholder rights plan	ND	Industrial	Shareholder rights plan
Greenbrier Companies	United States	Secondary public stock offering	137	Industrial	Capital raise - equity
Greenbrier Companies	United States	Senior debt financing	175	Industrial	Capital raise - senior debt
Griffin Land & Nurseries	United States	Sale of Imperial SSC Nurseries Division to Olympus Partners	25	Consumer Products/Services/Retail/Food	M&A - sell-side
Halcyon Aviation Capital	United States	Equity capital raise for programmatic acquisition of aircraft engines	ND	Aviation/Aerospace & Defense/Space	Capital raise - equity
Hanmi Bank	United States	Strategic alternatives	500	Financial Institutions	Strategic advisory
Harrah’s	United States	Acquisition of Players International	425	Real Estate/Leisure/Gaming	M&A - buy-side
Harrah’s	United States	Acquisition of Showboat	1,200.00	Real Estate/Leisure/Gaming	M&A - buy-side
Harrah’s	Australia / U.S.	Sale of Australian assets - including Star City Sydney - to TabCorp	ND	Real Estate/Leisure/Gaming	M&A - sell-side
Harrah’s	United States	Senior debt financing	500	Real Estate/Leisure/Gaming	Capital raise - senior debt
Herbalife	United States	Going private transaction / Whitney and Golden Gate	685	Consumer Products/Services/Retail/Food	M&A - going private
Hilton Hotels	United States	Acquisition of Promus (Doubletree, Embassy Suites, Hampton Inns)	3,900.00	Real Estate/Leisure/Gaming	M&A - buy-side
Hilton Hotels	United States	Senior Notes offering	200	Real Estate/Leisure/Gaming	Capital raise - debt
Hilton Hotels	United States	Senior Notes offering	300	Real Estate/Leisure/Gaming	Capital raise - debt
Hilton Hotels	United States	Senior Notes offering	400	Real Estate/Leisure/Gaming	Capital raise - debt
Hunan Valin Steel Tube and Wire Co. Ltd.	China / India	Sale of 37% interest to Mittal Steel Company NV	338	Industrial	M&A - JV
ICBC Leasing	China / U.S.	Loan guarantee for acquisition of Hawker Beechcraft aircraft	78	Aviation/Aerospace & Defense/Space	Loan guarantee
Icelease	United States	Equity raise for programmatic acquisition of aircraft assets	ND	Aviation/Aerospace & Defense/Space	Capital raise - equity
IMPAC Mortgage Holdings	United States	Strategic / financial advice	ND	Financial Institutions	Strategic Advisory
Indalex Holdings Finance	United States	Financial advisor to creditors in restructuring	1,600	Industrial	Restructuring
Independent National Mortgage Corporation (IndyMac)	United States	Warrants and Income Redeemable Equity Securities (WIRES) offering	175	Financial Institutions	Capital raise - equity
Indymac Bancorp, Inc.	United States	WIRES offering	150	Financial Institutions	Capital raise - equity
InSight Health	United States	Financial advisor to committee of bondholders in chapter 11 bankruptcy	320	Healthcare/Pharma/Biotech	Restructuring
International Aluminum Corp.	United States	Financial advisor to mezzanine leanders in restructuring	200	Industrial	Restructuring
Intralase	United States	Sale to Advanced Medical Optics	808	Healthcare/Pharma/Biotech	M&A - sell-side
Japaul Oil & Maritime Services	United States	Loan guarantee for acquisition of DSC dredging equipment	7	Industrial	Loan guarantee
Jefferson Smurfit Corp.	United States	Acquisition of Stone Container	2,000	Industrial	M&A - buy-side
Jet Airways	India / U.S.	Sublease of 4x 777's to Turkish Airlines	500	Aviation/Aerospace & Defense/Space	Operating lease authorization
JNI Corp.	United States	Sale to Applied Micro Circuits	190	Technology/Communications	M&A - sell-side
Kastamonu Integrated Wood Industry	Russia / U.S.	Loan guarantee for acquisition of GE gas turbine generate set	15	Industrial	Loan guarantee
Kazakhstan Temir Zholy	United States	Loan guarantee for acquisition of GE locomotives	424	Industrial	Loan guarantee
Keith Companies	Canada / U.S.	Sale to Stantec	196	Business Services	M&A - sell-side
Kyphon	United States	Acquisition of St. Francis Medical Technologies	725	Healthcare/Pharma/Biotech	M&A - buy-side
LeapFrog Enterprises	United States	IPO	112	Consumer Products/Services/Retail/Food	Capital raise - equity
LegacyShield	United States	Debt financing	ND	Business Services	Capital raise - debt
LegacyShield	United States	Equity financing	ND	Business Services	Capital raise - equity
Linx Card	United States	Capital raise	ND	Business Services	Capital raise - mezz debt + warrants
Linx Card	United States	Capital raise	ND	Business Services	Capital raise - senior debt
LodgeNet Entertainment	United States	Acquisition of OnCommand from Liberty Media	380	Media/Entertainment	M&A - buy-side
Long Needle Entertainment	United States	Debt financing	< 5	Media/Entertinament	Capital raise - debt
LTK Wiring Co. Ltd.	Hong Kong / U.S.	Sale to Belden	195	Industrial	M&A - sell-side
Lukoil	U.K. / U.S.	Strategic / financial advice	ND	Energy	Strategic advisory
Mañana Media Inc.	Mexico / U.S.	Acquisition of Latin Mex, Inc.	< 5	Media/Entertainment	M&A - buy-side
May’s Drug Stores	United States	Strategic / financial advice	ND	Consumer Products/Services/Retail/Food	Strategic advisory
Medbox	United States	Strategic / financial advice	ND	Healthcare/Pharma/Biotech	Strategic advisory
Metal Form	United States	Sale to Atlantic Equity Partners	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Michael Beaudry, Inc.	United States	Financial advisor in restructuring	ND	Consumer Products/Services/Retail/Food	Restructuring
Mobile Data Solutions	Canada / U.S.	Sale to @Road	86	Technology/Communications	M&A - sell-side
MX Logic	United States	Equity private placement	10	Technology/Communications	Capital raise - equity
National Golf Properties	United States	Acquisition of Cobblestone Golf Group from Meditrust	393	Real Estate/Leisure/Gaming	M&A - buy-side
NationsBank	United States	Merger of NCNB and C&S-Sovran to form NationsBank	4,300	Financial Institutions	M&A - merger of equals
NetBank	United States	Buy-side and sell-side M&A / JV	ND	Financial Institutions	M&A - JV
NetBank	United States	Convertible subordinated notes offering	115	Financial Institutions	Capital raise - debt
NetBank	United States	Equity offering	100	Financial Institutions	Capital raise - equity
NetBank	United States	Equity offering	129	Financial Institutions	Capital raise - equity
Nordic Options	U.K. / U.S.	Strategic / financial advice	ND	Financial Institutions	Strategic advisory
Northrop Grumman Electro-Optical Systems	United States	Sale to L-3 Communications	175	Aviation/Aerospace & Defense/Space	M&A - sell-side
Northrop Grumman Electron Devices	United States	Sale to L-3 Communications	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Northrop Grumman Ruggedized Displays	United States	Sale to L-3 Communications	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
NorthWestern Corporation	United States	Strategic advice / shareholder relations / restructuring	ND	Energy	Restructuring
Novartis AG	Switzerland / U.S.	Acquisition of remaining 25% of SyStemix	70	Healthcare/Pharma/Biotech	Going private transaction
Nurserymen’s Exchange	United States	Financial advisor in restructuring	20	Consumer Products/Services/Retail/Food	Restructuring
Occidental Petroleum	United States	Acquisition of 29.5% stake in Equistar Chemicals	500	Industrial	M&A - JV / minority investment
Occidental Petroleum	Canada / U.S.	Sale of remaining 29.2% stake in CanOxy	829.3	Energy	M&A - sell-side
Ocean Group Construction	United States	Debt capital raise for programmatic acquisition of residential real estate	ND	Real Estate/Leisure/Gaming	Capital raise - debt
Opal Concepts	United States	Bankrtupcty sale of 286 hair salons and franchise system (Pro-Cuts, Carlton International, Hair by Stewarts, Jose Eber Atelier) to Regis Corporation	10	Consumer Products/Services/Retail/Food	M&A sell-side / restructuring
Optical Communications Products	Japan / U.S.	Sale by Furukawa Electric to Oplink Communications	187.8	Technology/Communications	M&A - sell-side
ORIX Corporation	Japan / U.S.	Sale of U.S. specialty finance business	ND	Financial Institutions	M&A - sell-side
Pacificare	United States	Debt IPO	500	Healthcare/Pharma/Biotech	Capital raise - debt
Pastime Foods	United States	Debt financing	ND	Consumer Products/Services/Retail/Food	Capital raise - debt
Pastime Foods	United States	Equity financing	ND	Consumer Products/Services/Retail/Food	Capital raise - equity
Paxar Corporation	United States	Sale of International Imaging Materials business to Centre Partners	130	Consumer Products/Services/Retail/FoodM&A - sell-side
PayPal	United States	IPO (co-advisor)	1,200.00	Technology/Communications	IPO
PDQ Personnel Services	United States	Sale to Select Remedy Inc.	ND	Business Services	M&A - sell-side
Pegasus Airlines	United States	Loan guarantee for acquisition of Boeing aircraft	451	Aviation/Aerospace & Defense/Space	Loan guarantee
Penn Traffic Company	United States	Strategic / financial advice	ND	Consumer Products/Services/Retail/Food	Strategic advisory
Perseus Development Corp.	United States	Merger with WebSurveyor and sale to Austin Ventures	ND	Technology/Communications	M&A - sell-side
PETCO	United States	Acquisition of 19.9% stake in Petopia.com	ND	Consumer Products/Services/Retail/Food	M&A - minority investment
Pharmacy Development Corp.	United States	Strategic / financial advice	ND	Healthcare/Pharma/Biotech	Strategic advisory
Rental Services Corp.	United States	Sale to Atlas Copco	1,630.00	Business Services	M&A - sell-side
Resources Connection	United States	IPO	109	Business Services	Capital raise - equity
Rhône Poulenc / Rhodia	Brazil / France / U.S.	Sale of Brazilian polyester film operations to Rhone Partners	ND	Industrial	M&A - sell-side
Rhône Poulenc / Rhodia	Brazil / France / U.K.	Sale of Brazilian polyester nonwovens operations to BBA Group	ND	Industrial	M&A - sell-side
Riverside Forest Products	Canada	Hostile defense / sale to Tolko Industries	404.1	Metals and Mining / Natural Resources	Hostile transaction - M&A sell-side
RJR Nabisco	United States	Strategic advice and financial analysis in connection with tobacco litigation	ND	Consumer Products/Services/Retail/Food	Strategic advisory
RJR Nabisco	United States	Hostile defense against Carl Icahn	20,270.10	Consumer Products/Services/Retail/Food	Hostile defense
RJR Nabisco	Switzerland / U.K. / U.S.	Strategic advice	ND	Consumer Products/Services/Retail/Food	Strategic advisory
Roberts Pharmaceutical	Japan / U.S.	Secondary public stock offering	91.3	Healthcare/Pharma/Biotech	Capital raise - equity
Rock Financial (Quicken Loans)	United States	Buy-side M&A of Midwest thrift	ND	Financial Institutions	M&A - buy-side
Rock Financial Corporation	United States	Sale to Intuit	330	Financial Institutions	M&A - sell-side
Ronco Corporation	United States	Sale in bankruptcy	40	Consumer Products/Services/Retail/Food	Restructuring / M&A - sell-side
Ryanair	United States	Loan guarantee for acquisition of Boeing aircraft	849	Aviation/Aerospace & Defense/Space	Loan guarantee
Santa Barbara Restaurant Group	United States	Sale of La Salsa, Green Burrito and Timberlodge to CKE Restaurants	65	Consumer Products/Services/Retail/Food	M&A - sell-side
Schering AG	Germany / U.S.	Strategic advice in connection with Biotech division	ND	Healthcare/Pharma/Biotech	Strategic Advisory
Schlumberger Limited	France / Netherlands	Acquisition of CellNet Data Systems out of bankruptcy	235	Technology/Communications	M&A - buy-side / restructuring
Schwazze (Medicine Man Technologies Inc.)	United States	Capital raise/ strategic advisory	101	Consumer Products/Services/Retail/Food	Capital raise/ strategic advisory
Sears, Roebuck & Company	United States	Sale of 50% stake in Advantis joint venture to IBM	900	Technology/Communications	M&A - sell-side - joint venture
Sirius Satellite Radio	United States	Term loan	1,750	Technology/Communications	Capital raise - debt
Station Casinos	United States	Financial advisor to equity holder (Colony Capital) in connection with in-court bankruptcy restructuring	9,500	Real Estate/Leisure/Gaming	Restructuring
Stratex Networks	United States	Merger with Harris	561.9	Technology/Communications	M&A - merger of equals
Symark Software	United States	Sale of company to Insight Venture Partners	ND	Technology/Communications	M&A - sell-side
Synergy Group	United States	Sale to NorthWestern Growth and Empire Gas	ND	Energy	M&A - sell-side
TAAG Angola	United States	Loan guarantee for acquisition of Boeing aircraft	256	Aviation/Aerospace & Defense/Space	Loan guarantee
Phillips-Van Heusen Corporation	U.K. / U.S.	Acquisition of rights to the Van Heusen name in Europe and Asia from Coats Vyella plc	18	Consumer Products/Services/Retail/Food	M&A - buy-side
Phoenix Home Life Mutual Insurance Company	United States	Sale of American Phoenix Corporation to Hilb, Rogal & Hamilton Company	100	Financial Institutions	M&A - sell-side
Phoenix Home Life Mutual Insurance Company	United States	Sale of Phoenix's life reinsurance operation to GE Capital	ND	Financial Institutions	M&A - sell-side
Power-One	United States	Block trade of equity	ND	Industrial	Block trade
Preferred Homecare	United States	Sale (LBO) of parent company Maverick Healthcare to The Halifax Group	ND	Healthcare/Pharma/Biotech	M&A - sell-side
Primadonna Resorts	United States	Sale to MGM Grand	499.4	Real Estate/Leisure/Gaming	M&A - sell-side
ProLink Solutions	United States	Financial advisor in restructuring	ND	Technology/Communications	Restructuring / valuation opinion
Pulmuone Holdings	Korea / U.S.	Acquisition of Monterey Gourmet Foods	45.8	Consumer Products/Services/Retail/Food	M&A - buy-side
Quadrem	Australia / U.K. / U.S.	Formation of worldwide mining & metals B2B exchange	ND	Metals and Mining / Natural Resources	M&A - JV
Rapidform (INUS Technologies)	Korea / U.S.	Sale to 3D Systems	35	Technology/Communications	M&A - sell-side
RedSky Technologies	United States	Equity private placement - Series A round	< 5	Technology/Communications	Capital raise - equity
RedSky Technologies	United States	Follow-on equity private placement	< 5	Technology/Communications	Capital raise - equity
Telecorp	United States	Senior Notes offering	450	Technology/Communications	Capital raise - debt
Teledesic	United States	Proposed merger with ICO	1,500	Technology/Communications	M&A
TeleTech Holdings	United States	Acquisition of Newgen Results Corporation	191.9	Technology/Communications	M&A - buy-side
Texas Pacific Group	United States	Acquisition (LBO) of Axcan Pharma	1,300	Healthcare/Pharma/Biotech	M&A - buy-side
Texas Pacific Group	United States	Minority investment in Fidelity Information Services leveraged recap	250	Business Services	M&A - minority investment
Thomas H. Lee	United States	Minority investment in Fidelity Information Services leveraged recap	250	Business Services	M&A - minority investment
Thompson National Properties	United States	Proxy contest with respect to Strategic Realty Trust (formerly TNP Strategic Retail Trust)	ND	Real Estate/Leisure/Gaming	Hostile transaction - proxy fight
Times Mirror Company	United States	Strategic recapitalization	1,200	Media/Entertainment	Recapitalization
Transworld Information Services	India / U.S.	Sale to Teledata Informatics	7	Technology/Communications	M&A - sell-side
Tumbleweed Communications	United States	Acquisition of ValiCert	13.6	Technology/Communications	M&A - buy-side
UCBH Holdings	United States	Strategic / financial advice	ND	Financial Institutions	Strategic advisory
Unitive, Inc.	Korea / U.S.	Sale to Amkor Technologies	116.2	Technology/Communications	M&A - sell-side
Universal Care	United States	Restructuring	ND	Healthcare/Pharma/Biotech	Restructuring
Universal Care	United States	Sale to Health Net	ND	Healthcare/Pharma/Biotech	M&A - sell-side
University Swaging	United States	Sale to Primus International	ND	Aviation/Aerospace & Defense/Space	M&A - sell-side
Uno Restaurant Holdings	United States	Financial advisor to bondholders	150	Consumer Products/Services/Retail/Food	Restructuring
US Facilities	United States	Hostile defense	86	Financial Institutions	Hostile defense
Vinland Energy	United States	Senior debt financing	35	Energy	Capital raise - senior debt
Vinland Energy	United States	Acquisition of Appalachian assets from Chesapeake Energy	52	Energy	M&A - buy-side
Walt Disney	United States	Divestiture of a number of media assets	ND	Media/Entertainment	Strategic advisory
Walt Disney	United States	Sale of the California Angels baseball team to Arte Moreno	ND	Media/Entertainment	M&A - sell-side
Walt Disney	United States	Sale of the Mighty Ducks hockey team	ND	Media/Entertainment	M&A - sell-side
Walt Disney	United States	Numerous financings including film financings	ND	Media/Entertainment	Strategic advisory
Warnaco Group	United States	Restructuring advisory services	ND	Consumer Products/Services/Retail/Food	Restructuring
Warnaco Group	United States	Financial advisor to Bank Steering Committee in bankruptcy restructuring	2,600	Consumer Products/Services/Retail/Food	Restructuring
Washington Mutual	United States	Sale of PBM business to Express Scripts	4700	Financial Institutions	M&A - sell-side
WellPoint	United States	Sale of PBM business to Express Scripts	4,700	Healthcare/Pharma/Biotech	M&A - sell-side
Wells Fargo & Company	United States	Acquisition of Ragen MacKenzie Group	299	Financial Institutions	M&A - buy-side
Westwood One	United States	Financial advisor to equity holder (The Gores Group) in restructuring	250	Media/Entertainment	Restructuring
Williams Worldwide	United States	Debt private placement	< 5	Consumer Products/Services/Retail/Food	Capital raise - debt
Winchell’s Donut Houses	Canada / U.S.	Sale by Shato Holdings to Yum Yum Donuts	ND	Consumer Products/Services/Retail/Food	M&A - sell-side
Windsor Vineyards	Australia / U.S.	Acquisition of orphan asset of Foster's Wine Group	15	Consumer Products/Services/Retail/Food	M&A - buy-side
Wit Capital	United States	IPO	100	Financial Institutions	Capital raise - equity
Zaiq Technologies	India / U.S.	Restructuring and sale to Patni Computer Systems Limited	< 5	Technology / Communications	Restructuring / M&A - sell-side
Jackson Labs Technologies Inc.	United States	Sale to Viavi Solutions	ND	Technology/Communications	M&A - sell-side
Viola Brands	United States	Capital raise	13.0	Consumer Products/Services/Retail/Food	Capital raise - equity
Insurance Lounge	United States	Capital Raise / Acquisition by MMC	ND	Consumer Products/Services/Retail/Food	Capital raise / M&A
Quantum IR	United States	Capital raise	27.0	Technology/Communications	Capital raise
Rylee + Cru	U.S.	Sale to Permanent Equity	ND	Consumer Products/Services/Retail/Food	M&A -- Sell-Side

ABC Learning Centres

Australia / U.S.

Acquisition of La Petite Academy

330

Consumer Products/Services/Retail/Food

M&A - buy-side

Aames Financial

United States

Financial advisor in restructuring

ND

Financial Institutions

Restructuring

Abener Energia

United States

Loan guarantee for acquisition of GE gas turbine generator sets

79

Energy

Loan guarantee

Access Beverage

United States

Debt private placement

< 5

Consumer Products/Services/Retail/Food

Capital raise - debt

ActiveCare

United States

Series F preferred from Hillair Capital Investments and other investors

3

Healthcare/Pharma/Biotech

Capital raise - equity

AFC Enterprises

United States

Sale of Cinnabon to Roark Capital

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

AFC Enterprises

United States

Sale of Church's Chicken to Arcapita

390

Consumer Products/Services/Retail/Food

M&A - sell-side

Air India

India / U.S.

Loan guarantee for acquisition of Boeing aircraft

970

Aviation/Aerospace & Defense/Space

Loan guarantee

Air India

India / U.S.

Loan guarantee for acquisition of Boeing aircraft

2,100

Aviation/Aerospace & Defense/Space

Loan guarantee

ALARIS Medical Systems

United States

Financial advisor in restructuring

ND

Healthcare/Pharma/Biotech

Restructuring

Allergan

United States

Spin-off of Advanced Medical Optics

585

Healthcare/Pharma/Biotech

M&A - spin-off

Alloy Processing

United States

Sale to Precision Castparts Corp.

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Alpha Media Group

United States

Financial advisor to senior lenders in restructuring and recapitalization of Maxim magazine

180

Media/Entertainment

Restructuring

Alpharma

United States

Sale of Active Pharmaceutical Ingredients (API) to 3i Group

395

Healthcare/Pharma/Biotech

M&A - sell-side

Alpharma

United States

Hostile defense against King Pharmaceuticals

1,600

Healthcare/Pharma/Biotech

Hostile defense

American Airlines

Argentina / U.S.

Acquisition of a minority stake in Aerolíneas Argentinas

ND

Aviation/Aerospace & Defense/Space

M&A - JV / minority investment

American Handforge

United States

Sale to Precision Castparts Corp.

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

American Phoenix Corp

United States

M&A sale (Insurance brokerage division) to Hilb, Rogal & Hamilton

ND

Financial Institutions

M&A sale

AmericanWest Bank

United States

Capital raise / sale to SKBHC

180

Financial Institutions

Restructuring / capital raise / M&A - sell-side

Amil International

United States

Sale to Blue Cross of Texas

ND

Healthcare/Pharma/Biotech

M&A - sell-side

Anam Semiconductor

Korea / U.S.

Proposed merger with Dongbu Electronics

ND

Technology/Communications

M&A - merger of equals

Apex Learning

United States

Financial advisor in restructuring

ND

Technology/Communications

Restructuring

Apria Healthcare

United States

Acquisition of multiple home health services companies

ND

Healthcare/Pharma/Biotech

M&A - buy-side

Argosy Gaming

United States

Senior Subordinated Notes offering

150

Real Estate/Leisure/Gaming

Capital raise - debt

AT&T

United States

Sale of copper cable business to Cable Systems International

ND

Technology/Communications

M&A - sell-side

AT&T / Lucent Tech

United States

Sale of Paradyne to Texas Pacific Group

175

Technology/Communications

M&A - sell-side

Atom Films

United States

Sale to shockwave.com

ND

Media/Entertainment

M&A - sell-side

Axium International

United States

Sale of assets in bankruptcy

200

Business Services

Restructuring / M&A - sell-side

Bear Stearns

United States

Strategic / financial advice

ND

Financial Institutions

Strategic advisory

Benesse Corporation

Japan / U.S.

Minority squeeze-out of Berlitz International

337

Other

M&A - buy-side

Berkshire Manufactured Products

United States

Sale to Whitcraft Group

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Biman Bangladesh

United States

Loan guarantee for acuisition of Boeing aircraft

261

Aviation/Aerospace & Defense/Space

Loan guarantee

Boeing Corinth Wiring & Wire-Harnesses

United States

Sale to Snecma/Labinal

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Boeing Ordnance Systems

United States

Sale to Alliant Techsystems

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Boeing Spokane Aircraft Component Fabrication

United States

Sale to Triumph Group

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Boston Scientific

United States

Evaluation of strategic alternatives for the Endosurgery Group

ND

Healthcare/Pharma/Biotech

Strategic advisory

Boston Scientific

United States

Divestiture of Cardiac and Vascular Surgery businesses

750

Healthcare/Pharma/Biotech

M&A - sell-side

Brains Bioceutical

Canada / Netherlands / Switzerland

Exclusive global partnership with Royal DSM

ND

Consumer Products/Services/Retail/Food

Joint venture

Brains Bioceutical

Canada

Equity private placement

31.9

Consumer Products/Services/Retail/Food

Capital raise - equity

Brentwood Associates

United States

Sale of Graphic Controls to Bessemer

Industrial

M&A - sell-side

Bumstead Manufacturing

United States

Sale to Rhone Capital

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Burlington Resources

United States

Acquisition of majority interest in Permian Basin Royalty Trust

134

Energy

M&A - buy-side

California Amforge

United States

Sale to Wynnchurch Capital

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

California Federal Bank

United States

Recapitalization

1,400

Financial Institutions

Recapitalization

California Federal Bank

United States

Sale to Citigroup

5,800

Financial Institutions

M&A - sell-side

Canndescent

Canada / U.S.

Series C Preferred capital raise

27.5

Consumer Products/Services/Retail/Food

Capital raise - equity

Cardinal Health

United States

Spin-off of CareFusion (clinical and medical products business)

4,700

Healthcare/Pharma/Biotech

M&A - spin-off

Carreker Corporation

United States

Sale of company to CheckFree

206

Business Services

M&A - sell-side fairness opinion

Case Farms Collective

United States

Debt capital raise

ND

Consumer Products/Services/Retail/Food

Capital raise - debt

Central Pacific Financial

United States

Hostile acquisition of Citybanc Bancshare

432.5

Financial Institutions

Hostile transaction - M&A buy-side

Central Pacific Financial

United States

Secondary public stock offering

68

Financial Institutions

Capital raise - equity

Chandler Trusts

United States

Sale of Times Mirror to Tribune

6,460.00

Media/Entertainment

M&A - sell-side

ChoiceOne Communications

United States

IPO

164

Technology/Communications

Capital raise - equity

Chrysler

Japan / Mexico / U.S.

Sale of Acustar Electrical Wiring Division to Yazaki

ND

Industrial

M&A - sell-side

City National Corporation

United States

Acquisition of The Pacific Bank

145

Financial Institutions

M&A - buy-side

CKE Restaurants

United States

Shareholder relations / strategic advisory

ND

Consumer Products/Services/Retail/Food

Strategic advisory

Clark/Bardes Holdings

United States

IPO

36

Financial Institutions

Capital raise - equity

Clear Technology

United States

Equity private placement

10

Technology/Communications

Capital raise - equity

Collateral Therapeutics

Germany / U.S.

Sale to Schering AG

161

Healthcare/Pharma/Biotech

M&A - sell-side

Copley Press

United States

Acquisition of the Canton Repository from Thomson Newspapers

ND

Media/Entertainment

M&A - buy-side

Copley Press

United States

Acquisition of Ohio assets from Thomson Newspapers / Journal

ND

Media/Entertainment

M&A - buy-side

Corporate Express

Netherlands / U.S.

Sale to Buhrmann NV

2,300.00

Business Services

M&A - sell-side

COTCO Luminant Device Ltd.

Hong Kong / U.S.

Sale to Cree

200

Technology/Communications

M&A - sell-side

CT Engineering

United States

Sale to Select Remedy Inc.

ND

Business Services

M&A - sell-side

Darden Dental Supply

United States

Debt financing

< 5

Healthcare/Pharma/Biotech

Capital raise - debt

Destec Energy

United States

Sale of Dow Chemical publicly traded IPP subsidiary to NGC and AES

807

Energy

M&A - sell-side

Diabetes and Glandular Disease Research Associates

United States

Sale (LBO) to SRI Research / KRG Capital

ND

Healthcare/Pharma/Biotech

M&A - sell-side

Downey Savings

United States

Strategic / financial advice

ND

Financial Institutions

Strategic advisory

eegee’s

United States

Sale to 39 North Capital

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

eFashion Solutions

United States

Equity private placement

ND

Technology/Communications

Capital raise - equity

EgyptAir

United States

Loan guarantee for acquisition of Boeing aircraft

225

Aviation/Aerospace & Defense/Space

Loan guarantee

Eidos plc

U.K. / U.S.

Acquisition of a minority stake in Maximum Holdings

28

Media/Entertainment

M&A - minority investment

Ek Chor China Motorcycle Co.

China / Hong Kong

Going private transaction by C.P. Pokphand

28

Industrial

M&A - going private

El Sol Foods

United States

Sale to Cacique

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

Elf Atochem

France / U.S.

Acquisition of Findley Adhesives

ND

Industrial

M&A - buy-side

Equifax

United States

Spin-off of Certegy

2,000

Business Services

Spin-off

Equitable Companies

United States

Strategic advice in connection with section 1031 exchange syndication

ND

Real Estate/Leisure/Gaming

Strategic advisory

Esprit de Corp.

Hong Kong / U.S.

Sale to Esprit Holdings Ltd.

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

eStyle

United States

Sale out of bankruptcy to RightStart

6

Consumer Products/Services/Retail/Food

M&A - sell-side / restructuring

Eurodesign Holdings

United States

Distressed sale and restructuring

15

Industrial

Restructuring / M&A - sell-side

ev3

United States

Acquisition of FoxHollow Technologies

780

Healthcare/Pharma/Biotech

M&A - buy-side

Expanets

United States

Sale to Avaya

152

Technology/Communications

Restructuring / M&A - sell-side

Exult, Inc.

United States

IPO

60

Business Services

Capital raise - equity

Fantastic Sams

United States

Bankruptcy sale to Cheveux Acquisition

17

Consumer Products/Services/Retail/Food

M&A sell-side / restructuring

Fidelity National Financial

United States

Restructuring / merger with FIS

8,000.00

Business Services

Restructuring

Fidelity National Financial

United States

Recapitalization with TH Lee and Texas Pacific Group

3,300.00

Financial Institutions

Recapitalization

Fidelity National Financial

United States

Sale of assets to Fidelity National Title

1,200.00

Financial Institutions

M&A - sell-side

Fidelity National Financial

United States

Acquisition of Eastern Software

ND

Business Services

M&A - buy-side

Fidelity National Financial

United States

Acquisition of EFD / eFunds

1,800.00

Financial Institutions

M&A - buy-side

Fidelity National Financial

United States

Acquisition of Chicago Title

1,300.80

Financial Institutions

M&A - buy-side

Fidelity National Financial

United States

Acquisition of Certegy

2,600.00

Business Services

M&A - buy-side

FLOJET

United States

Sale to ITT

141

Industrial

M&A - sell-side

FMH Aerospace Corp.

United States

Sale to Industrial Growth Partners

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Freeman Spogli

United States

Sale of Buttrey Food & Drug to Albertson's

174

Consumer Products/Services/Retail/Food

M&A - sell-side

Frenchtown Harbor

United States

Strategic advice

50

Real Estate/Leisure/Gaming

Strategic advisory / restructuring

Fresh Express

United States

Sale to Performance Food Group

302.6

Consumer Products/Services/Retail/Food

M&A - sell-side

Furr’s Supermarkets

United States

Bankruptcy sale to Fleming Cos.

100

Consumer Products/Services/Retail/Food

M&A sell-side / restructuring

Genzyme Corp.

United States

Acquisition of Bioenvision, Inc.

345

Healthcare/Pharma/Biotech

M&A - buy-side

Glendale Federal

United States

Recapitalization

1,800.00

Financial Institutions

Recapitalization

Glendale Federal

United States

Merger with California Federal Bank

3,700.00

Financial Institutions

M&A

Gol Linhas Aereas

Brazil / U.S.

Loan guarantee for acquisition of Boeing aircraft

195

Aviation/Aerospace & Defense/Space

Loan guarantee

Goldman Sachs Group

United States

IPO

3,700

Financial Institutions

Capital raise - equity

GoTrade.com

United States

Lead-managed IPO (China-based Internet stock brokerage)

ND

Financial Institutions

IPO

Great American Marketing

United States

Sale to Howard Berger Company

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

Greenbrier Companies

United States

Acquisition of Meridian Rail from Olympus Partners

227.5

Industrial

M&A - buy-side

Greenbrier Companies

United States

Adoption of shareholder rights plan

ND

Industrial

Shareholder rights plan

Greenbrier Companies

United States

Secondary public stock offering

137

Industrial

Capital raise - equity

Greenbrier Companies

United States

Senior debt financing

175

Industrial

Capital raise - senior debt

Griffin Land & Nurseries

United States

Sale of Imperial SSC Nurseries Division to Olympus Partners

25

Consumer Products/Services/Retail/Food

M&A - sell-side

Halcyon Aviation Capital

United States

Equity capital raise for programmatic acquisition of aircraft engines

ND

Aviation/Aerospace & Defense/Space

Capital raise - equity

Hanmi Bank

United States

Strategic alternatives

500

Financial Institutions

Strategic advisory

Harrah’s

United States

Acquisition of Players International

425

Real Estate/Leisure/Gaming

M&A - buy-side

Harrah’s

United States

Acquisition of Showboat

1,200.00

Real Estate/Leisure/Gaming

M&A - buy-side

Harrah’s

Australia / U.S.

Sale of Australian assets - including Star City Sydney - to TabCorp

ND

Real Estate/Leisure/Gaming

M&A - sell-side

Harrah’s

United States

Senior debt financing

500

Real Estate/Leisure/Gaming

Capital raise - senior debt

Herbalife

United States

Going private transaction / Whitney and Golden Gate

685

Consumer Products/Services/Retail/Food

M&A - going private

Hilton Hotels

United States

Acquisition of Promus (Doubletree, Embassy Suites, Hampton Inns)

3,900.00

Real Estate/Leisure/Gaming

M&A - buy-side

Hilton Hotels

United States

Senior Notes offering

200

Real Estate/Leisure/Gaming

Capital raise - debt

Hilton Hotels

United States

Senior Notes offering

300

Real Estate/Leisure/Gaming

Capital raise - debt

Hilton Hotels

United States

Senior Notes offering

400

Real Estate/Leisure/Gaming

Capital raise - debt

Hunan Valin Steel Tube and Wire Co. Ltd.

China / India

Sale of 37% interest to Mittal Steel Company NV

338

Industrial

M&A - JV

ICBC Leasing

China / U.S.

Loan guarantee for acquisition of Hawker Beechcraft aircraft

78

Aviation/Aerospace & Defense/Space

Loan guarantee

Icelease

United States

Equity raise for programmatic acquisition of aircraft assets

ND

Aviation/Aerospace & Defense/Space

Capital raise - equity

IMPAC Mortgage Holdings

United States

Strategic / financial advice

ND

Financial Institutions

Strategic Advisory

Indalex Holdings Finance

United States

Financial advisor to creditors in restructuring

1,600

Industrial

Restructuring

Independent National Mortgage Corporation (IndyMac)

United States

Warrants and Income Redeemable Equity Securities (WIRES) offering

175

Financial Institutions

Capital raise - equity

Indymac Bancorp, Inc.

United States

WIRES offering

150

Financial Institutions

Capital raise - equity

InSight Health

United States

Financial advisor to committee of bondholders in chapter 11 bankruptcy

320

Healthcare/Pharma/Biotech

Restructuring

International Aluminum Corp.

United States

Financial advisor to mezzanine leanders in restructuring

200

Industrial

Restructuring

Intralase

United States

Sale to Advanced Medical Optics

808

Healthcare/Pharma/Biotech

M&A - sell-side

Japaul Oil & Maritime Services

United States

Loan guarantee for acquisition of DSC dredging equipment

7

Industrial

Loan guarantee

Jefferson Smurfit Corp.

United States

Acquisition of Stone Container

2,000

Industrial

M&A - buy-side

Jet Airways

India / U.S.

Sublease of 4x 777's to Turkish Airlines

500

Aviation/Aerospace & Defense/Space

Operating lease authorization

JNI Corp.

United States

Sale to Applied Micro Circuits

190

Technology/Communications

M&A - sell-side

Kastamonu Integrated Wood Industry

Russia / U.S.

Loan guarantee for acquisition of GE gas turbine generate set

15

Industrial

Loan guarantee

Kazakhstan Temir Zholy

United States

Loan guarantee for acquisition of GE locomotives

424

Industrial

Loan guarantee

Keith Companies

Canada / U.S.

Sale to Stantec

196

Business Services

M&A - sell-side

Kyphon

United States

Acquisition of St. Francis Medical Technologies

725

Healthcare/Pharma/Biotech

M&A - buy-side

LeapFrog Enterprises

United States

IPO

112

Consumer Products/Services/Retail/Food

Capital raise - equity

LegacyShield

United States

Debt financing

ND

Business Services

Capital raise - debt

LegacyShield

United States

Equity financing

ND

Business Services

Capital raise - equity

Linx Card

United States

Capital raise

ND

Business Services

Capital raise - mezz debt + warrants

Linx Card

United States

Capital raise

ND

Business Services

Capital raise - senior debt

LodgeNet Entertainment

United States

Acquisition of OnCommand from Liberty Media

380

Media/Entertainment

M&A - buy-side

Long Needle Entertainment

United States

Debt financing

< 5

Media/Entertinament

Capital raise - debt

LTK Wiring Co. Ltd.

Hong Kong / U.S.

Sale to Belden

195

Industrial

M&A - sell-side

Lukoil

U.K. / U.S.

Strategic / financial advice

ND

Energy

Strategic advisory

Mañana Media Inc.

Mexico / U.S.

Acquisition of Latin Mex, Inc.

< 5

Media/Entertainment

M&A - buy-side

May’s Drug Stores

United States

Strategic / financial advice

ND

Consumer Products/Services/Retail/Food

Strategic advisory

Medbox

United States

Strategic / financial advice

ND

Healthcare/Pharma/Biotech

Strategic advisory

Metal Form

United States

Sale to Atlantic Equity Partners

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Michael Beaudry, Inc.

United States

Financial advisor in restructuring

ND

Consumer Products/Services/Retail/Food

Restructuring

Mobile Data Solutions

Canada / U.S.

Sale to @Road

86

Technology/Communications

M&A - sell-side

MX Logic

United States

Equity private placement

10

Technology/Communications

Capital raise - equity

National Golf Properties

United States

Acquisition of Cobblestone Golf Group from Meditrust

393

Real Estate/Leisure/Gaming

M&A - buy-side

NationsBank

United States

Merger of NCNB and C&S-Sovran to form NationsBank

4,300

Financial Institutions

M&A - merger of equals

NetBank

United States

Buy-side and sell-side M&A / JV

ND

Financial Institutions

M&A - JV

NetBank

United States

Convertible subordinated notes offering

115

Financial Institutions

Capital raise - debt

NetBank

United States

Equity offering

100

Financial Institutions

Capital raise - equity

NetBank

United States

Equity offering

129

Financial Institutions

Capital raise - equity

Nordic Options

U.K. / U.S.

Strategic / financial advice

ND

Financial Institutions

Strategic advisory

Northrop Grumman Electro-Optical Systems

United States

Sale to L-3 Communications

175

Aviation/Aerospace & Defense/Space

M&A - sell-side

Northrop Grumman Electron Devices

United States

Sale to L-3 Communications

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Northrop Grumman Ruggedized Displays

United States

Sale to L-3 Communications

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

NorthWestern Corporation

United States

Strategic advice / shareholder relations / restructuring

ND

Energy

Restructuring

Novartis AG

Switzerland / U.S.

Acquisition of remaining 25% of SyStemix

70

Healthcare/Pharma/Biotech

Going private transaction

Nurserymen’s Exchange

United States

Financial advisor in restructuring

20

Consumer Products/Services/Retail/Food

Restructuring

Occidental Petroleum

United States

Acquisition of 29.5% stake in Equistar Chemicals

500

Industrial

M&A - JV / minority investment

Occidental Petroleum

Canada / U.S.

Sale of remaining 29.2% stake in CanOxy

829.3

Energy

M&A - sell-side

Ocean Group Construction

United States

Debt capital raise for programmatic acquisition of residential real estate

ND

Real Estate/Leisure/Gaming

Capital raise - debt

Opal Concepts

United States

Bankrtupcty sale of 286 hair salons and franchise system (Pro-Cuts, Carlton International, Hair by Stewarts, Jose Eber Atelier) to Regis Corporation

10

Consumer Products/Services/Retail/Food

M&A sell-side / restructuring

Optical Communications Products

Japan / U.S.

Sale by Furukawa Electric to Oplink Communications

187.8

Technology/Communications

M&A - sell-side

ORIX Corporation

Japan / U.S.

Sale of U.S. specialty finance business

ND

Financial Institutions

M&A - sell-side

Pacificare

United States

Debt IPO

500

Healthcare/Pharma/Biotech

Capital raise - debt

Pastime Foods

United States

Debt financing

ND

Consumer Products/Services/Retail/Food

Capital raise - debt

Pastime Foods

United States

Equity financing

ND

Consumer Products/Services/Retail/Food

Capital raise - equity

Paxar Corporation

United States

Sale of International Imaging Materials business to Centre Partners

130

Consumer Products/Services/Retail/FoodM&A - sell-side

PayPal

United States

IPO (co-advisor)

1,200.00

Technology/Communications

IPO

PDQ Personnel Services

United States

Sale to Select Remedy Inc.

ND

Business Services

M&A - sell-side

Pegasus Airlines

United States

Loan guarantee for acquisition of Boeing aircraft

451

Aviation/Aerospace & Defense/Space

Loan guarantee

Penn Traffic Company

United States

Strategic / financial advice

ND

Consumer Products/Services/Retail/Food

Strategic advisory

Perseus Development Corp.

United States

Merger with WebSurveyor and sale to Austin Ventures

ND

Technology/Communications

M&A - sell-side

PETCO

United States

Acquisition of 19.9% stake in Petopia.com

ND

Consumer Products/Services/Retail/Food

M&A - minority investment

Pharmacy Development Corp.

United States

Strategic / financial advice

ND

Healthcare/Pharma/Biotech

Strategic advisory

Rental Services Corp.

United States

Sale to Atlas Copco

1,630.00

Business Services

M&A - sell-side

Resources Connection

United States

IPO

109

Business Services

Capital raise - equity

Rhône Poulenc / Rhodia

Brazil / France / U.S.

Sale of Brazilian polyester film operations to Rhone Partners

ND

Industrial

M&A - sell-side

Rhône Poulenc / Rhodia

Brazil / France / U.K.

Sale of Brazilian polyester nonwovens operations to BBA Group

ND

Industrial

M&A - sell-side

Riverside Forest Products

Canada

Hostile defense / sale to Tolko Industries

404.1

Metals and Mining / Natural Resources

Hostile transaction - M&A sell-side

RJR Nabisco

United States

Strategic advice and financial analysis in connection with tobacco litigation

ND

Consumer Products/Services/Retail/Food

Strategic advisory

RJR Nabisco

United States

Hostile defense against Carl Icahn

20,270.10

Consumer Products/Services/Retail/Food

Hostile defense

RJR Nabisco

Switzerland / U.K. / U.S.

Strategic advice

ND

Consumer Products/Services/Retail/Food

Strategic advisory

Roberts Pharmaceutical

Japan / U.S.

Secondary public stock offering

91.3

Healthcare/Pharma/Biotech

Capital raise - equity

Rock Financial (Quicken Loans)

United States

Buy-side M&A of Midwest thrift

ND

Financial Institutions

M&A - buy-side

Rock Financial Corporation

United States

Sale to Intuit

330

Financial Institutions

M&A - sell-side

Ronco Corporation

United States

Sale in bankruptcy

40

Consumer Products/Services/Retail/Food

Restructuring / M&A - sell-side

Ryanair

United States

Loan guarantee for acquisition of Boeing aircraft

849

Aviation/Aerospace & Defense/Space

Loan guarantee

Santa Barbara Restaurant Group

United States

Sale of La Salsa, Green Burrito and Timberlodge to CKE Restaurants

65

Consumer Products/Services/Retail/Food

M&A - sell-side

Schering AG

Germany / U.S.

Strategic advice in connection with Biotech division

ND

Healthcare/Pharma/Biotech

Strategic Advisory

Schlumberger Limited

France / Netherlands

Acquisition of CellNet Data Systems out of bankruptcy

235

Technology/Communications

M&A - buy-side / restructuring

Schwazze (Medicine Man Technologies Inc.)

United States

Capital raise/ strategic advisory

101

Consumer Products/Services/Retail/Food

Capital raise/ strategic advisory

Sears, Roebuck & Company

United States

Sale of 50% stake in Advantis joint venture to IBM

900

Technology/Communications

M&A - sell-side - joint venture

Sirius Satellite Radio

United States

Term loan

1,750

Technology/Communications

Capital raise - debt

Station Casinos

United States

Financial advisor to equity holder (Colony Capital) in connection with in-court bankruptcy restructuring

9,500

Real Estate/Leisure/Gaming

Restructuring

Stratex Networks

United States

Merger with Harris

561.9

Technology/Communications

M&A - merger of equals

Symark Software

United States

Sale of company to Insight Venture Partners

ND

Technology/Communications

M&A - sell-side

Synergy Group

United States

Sale to NorthWestern Growth and Empire Gas

ND

Energy

M&A - sell-side

TAAG Angola

United States

Loan guarantee for acquisition of Boeing aircraft

256

Aviation/Aerospace & Defense/Space

Loan guarantee

Phillips-Van Heusen Corporation

U.K. / U.S.

Acquisition of rights to the Van Heusen name in Europe and Asia from Coats Vyella plc

18

Consumer Products/Services/Retail/Food

M&A - buy-side

Phoenix Home Life Mutual Insurance Company

United States

Sale of American Phoenix Corporation to Hilb, Rogal & Hamilton Company

100

Financial Institutions

M&A - sell-side

Phoenix Home Life Mutual Insurance Company

United States

Sale of Phoenix's life reinsurance operation to GE Capital

ND

Financial Institutions

M&A - sell-side

Power-One

United States

Block trade of equity

ND

Industrial

Block trade

Preferred Homecare

United States

Sale (LBO) of parent company Maverick Healthcare to The Halifax Group

ND

Healthcare/Pharma/Biotech

M&A - sell-side

Primadonna Resorts

United States

Sale to MGM Grand

499.4

Real Estate/Leisure/Gaming

M&A - sell-side

ProLink Solutions

United States

Financial advisor in restructuring

ND

Technology/Communications

Restructuring / valuation opinion

Pulmuone Holdings

Korea / U.S.

Acquisition of Monterey Gourmet Foods

45.8

Consumer Products/Services/Retail/Food

M&A - buy-side

Quadrem

Australia / U.K. / U.S.

Formation of worldwide mining & metals B2B exchange

ND

Metals and Mining / Natural Resources

M&A - JV

Rapidform (INUS Technologies)

Korea / U.S.

Sale to 3D Systems

35

Technology/Communications

M&A - sell-side

RedSky Technologies

United States

Equity private placement - Series A round

< 5

Technology/Communications

Capital raise - equity

RedSky Technologies

United States

Follow-on equity private placement

< 5

Technology/Communications

Capital raise - equity

Telecorp

United States

Senior Notes offering

450

Technology/Communications

Capital raise - debt

Teledesic

United States

Proposed merger with ICO

1,500

Technology/Communications

M&A

TeleTech Holdings

United States

Acquisition of Newgen Results Corporation

191.9

Technology/Communications

M&A - buy-side

Texas Pacific Group

United States

Acquisition (LBO) of Axcan Pharma

1,300

Healthcare/Pharma/Biotech

M&A - buy-side

Texas Pacific Group

United States

Minority investment in Fidelity Information Services leveraged recap

250

Business Services

M&A - minority investment

Thomas H. Lee

United States

Minority investment in Fidelity Information Services leveraged recap

250

Business Services

M&A - minority investment

Thompson National Properties

United States

Proxy contest with respect to Strategic Realty Trust (formerly TNP Strategic Retail Trust)

ND

Real Estate/Leisure/Gaming

Hostile transaction - proxy fight

Times Mirror Company

United States

Strategic recapitalization

1,200

Media/Entertainment

Recapitalization

Transworld Information Services

India / U.S.

Sale to Teledata Informatics

7

Technology/Communications

M&A - sell-side

Tumbleweed Communications

United States

Acquisition of ValiCert

13.6

Technology/Communications

M&A - buy-side

UCBH Holdings

United States

Strategic / financial advice

ND

Financial Institutions

Strategic advisory

Unitive, Inc.

Korea / U.S.

Sale to Amkor Technologies

116.2

Technology/Communications

M&A - sell-side

Universal Care

United States

Restructuring

ND

Healthcare/Pharma/Biotech

Restructuring

Universal Care

United States

Sale to Health Net

ND

Healthcare/Pharma/Biotech

M&A - sell-side

University Swaging

United States

Sale to Primus International

ND

Aviation/Aerospace & Defense/Space

M&A - sell-side

Uno Restaurant Holdings

United States

Financial advisor to bondholders

150

Consumer Products/Services/Retail/Food

Restructuring

US Facilities

United States

Hostile defense

86

Financial Institutions

Hostile defense

Vinland Energy

United States

Senior debt financing

35

Energy

Capital raise - senior debt

Vinland Energy

United States

Acquisition of Appalachian assets from Chesapeake Energy

52

Energy

M&A - buy-side

Walt Disney

United States

Divestiture of a number of media assets

ND

Media/Entertainment

Strategic advisory

Walt Disney

United States

Sale of the California Angels baseball team to Arte Moreno

ND

Media/Entertainment

M&A - sell-side

Walt Disney

United States

Sale of the Mighty Ducks hockey team

ND

Media/Entertainment

M&A - sell-side

Walt Disney

United States

Numerous financings including film financings

ND

Media/Entertainment

Strategic advisory

Warnaco Group

United States

Restructuring advisory services

ND

Consumer Products/Services/Retail/Food

Restructuring

Warnaco Group

United States

Financial advisor to Bank Steering Committee in bankruptcy restructuring

2,600

Consumer Products/Services/Retail/Food

Restructuring

Washington Mutual

United States

Sale of PBM business to Express Scripts

4700

Financial Institutions

M&A - sell-side

WellPoint

United States

Sale of PBM business to Express Scripts

4,700

Healthcare/Pharma/Biotech

M&A - sell-side

Wells Fargo & Company

United States

Acquisition of Ragen MacKenzie Group

299

Financial Institutions

M&A - buy-side

Westwood One

United States

Financial advisor to equity holder (The Gores Group) in restructuring

250

Media/Entertainment

Restructuring

Williams Worldwide

United States

Debt private placement

< 5

Consumer Products/Services/Retail/Food

Capital raise - debt

Winchell’s Donut Houses

Canada / U.S.

Sale by Shato Holdings to Yum Yum Donuts

ND

Consumer Products/Services/Retail/Food

M&A - sell-side

Windsor Vineyards

Australia / U.S.

Acquisition of orphan asset of Foster's Wine Group

15

Consumer Products/Services/Retail/Food

M&A - buy-side

Wit Capital

United States

IPO

100

Financial Institutions

Capital raise - equity

Zaiq Technologies

India / U.S.

Restructuring and sale to Patni Computer Systems Limited

< 5

Technology / Communications

Restructuring / M&A - sell-side

Jackson Labs Technologies Inc.

United States

Sale to Viavi Solutions

ND

Technology/Communications

M&A - sell-side

Viola Brands

United States

Capital raise

13.0

Consumer Products/Services/Retail/Food

Capital raise - equity

Insurance Lounge

United States

Capital Raise / Acquisition by MMC

ND

Consumer Products/Services/Retail/Food

Capital raise / M&A

Quantum IR

United States

Capital raise

27.0

Technology/Communications

Capital raise

Rylee + Cru

U.S.

Sale to Permanent Equity

ND

Consumer Products/Services/Retail/Food

M&A -- Sell-Side

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